UBS’s Harrow HROW Stock Holding History

UBS’s Portfolio HROW Stock Details HROW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-234	Closed	-$2K	–	10518
2014 Q2	$2K	Sell	234 -714	-75%	-$4.65K	﹤0.01%	10032
2014 Q1	$6K	Sell	948 -1,170	-55%	-$8.29K	﹤0.01%	9373
2013 Q4	$7K	Buy	+2,118	New	+$8.45K	﹤0.01%	9315
2013 Q3	–	Sell	-97	Closed	-$1K	–	10507
2013 Q2	$1K	Buy	+97	New	+$832	﹤0.01%	10013

Other funds holding HROW

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

MCM

Marathon Capital Management Hunt Valley, Maryland $494M AUM 42.6% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's HROW Position: Q3 2014 in Review

UBS sold out of Harrow (HROW) in Q3 2014, closing a stake of 234 shares — an estimated $2K sold.

UBS first reported a position in HROW in Q2 2013 and held it in 4 quarters. The position peaked at $7K in Q4 2013. 11 funds tracked by Wall St. Rank hold HROW as of Q3 2014.

UBS reported no remaining Harrow position as of Q3 2014 after selling out during the quarter.
UBS sold 234 Harrow shares in Q3 2014, an estimated $2K.
UBS first reported a position in Harrow in Q2 2013 and held it in 4 quarters.
UBS's Harrow position peaked at $7K in Q4 2013.
11 funds tracked by Wall St. Rank held Harrow as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.