U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGAZ
6851
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
– –
-20
KTWO
6852
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-62
WSCI
6853
DELISTED
WSI Industries Inc
WSCI
– –
-1,315
EDGW
6854
DELISTED
Edgewater Technology Inc
EDGW
– –
-2,731
ADXSW
6855
DELISTED
Advaxis Inc Warrants
ADXSW
– –
-650
CMDT
6856
DELISTED
iShares Commodity Optimized Trust
CMDT
– –
-160
CVM.WS
6857
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-3,100
AVHI
6858
DELISTED
A V Homes, Inc.
AVHI
– –
-1,410
ASC icon
6859
Ardmore Shipping
ASC
$487M
– –
-364
ASMB icon
6860
Assembly Biosciences
ASMB
$559M
– –
0
ASYS icon
6861
Amtech Systems
ASYS
$123M
– –
0
ATEC icon
6862
Alphatec Holdings
ATEC
$3.15B
– –
-1,476
ATOS icon
6863
Atossa Therapeutics
ATOS
$98M
$0 ﹤0.01%
1
-11
AUPH icon
6864
Aurinia Pharmaceuticals
AUPH
$2.02B
$0 ﹤0.01%
+40
AWX icon
6865
Avalon Holdings
AWX
$10.8M
$0 ﹤0.01%
83
-966
AXR icon
6866
AMREP Corp
AXR
$114M
– –
-1,503
AXTI icon
6867
AXT Inc
AXTI
$561M
– –
0
SBLX
6868
StableX Technologies
SBLX
$4.7M
– –
0
BGI icon
6869
Birks Group
BGI
$21.4M
$0 ﹤0.01%
+250
BIB icon
6870
ProShares Ultra NASDAQ Biotechnology
BIB
$86M
– –
-218
TREE icon
6871
LendingTree
TREE
$777M
$0 ﹤0.01%
6
-890
TREX icon
6872
Trex
TREX
$3.67B
$0 ﹤0.01%
32
-340
TSE icon
6873
Trinseo
TSE
$25.1M
– –
-828
TWIN icon
6874
Twin Disc
TWIN
$231M
$0 ﹤0.01%
8
UBR icon
6875
ProShares Ultra MSCI Brazil Capped
UBR
$3.33M
– –
-332
273 274
275
276 277