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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLCE icon
6851
PUT
Children's Place
PLCE
$53.8M
$48K ﹤0.01%
+1,000
New +$50.6K
PRLB icon
6852
CALL
Protolabs
PRLB
$1.7B
$48K ﹤0.01%
700
+500
+250% +$39.1K
RAMP icon
6853
LiveRamp
RAMP
$2.29B
$48K ﹤0.01%
2,894
-213
-7% -$4K
SKF icon
6854
ProShares UltraShort Financials
SKF
$10.3M
$48K ﹤0.01%
50
-13
-21% -$12.6K
TECS icon
6855
Direxion Daily Technology Bear 3x ETF
TECS
$82.8M
– –
0
– –
UAE icon
6856
iShares MSCI UAE ETF
UAE
$305M
$48K ﹤0.01%
1,979
-296
-13% -$7.11K
MODN
6857
DELISTED
MODEL N, INC.
MODN
$48K ﹤0.01%
4,845
+4,558
+1,588% +$44K
IBA
6858
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$48K ﹤0.01%
809
-376
-32% -$21.3K
CRZO
6859
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
$48K ﹤0.01%
900
– –
ALOG
6860
DELISTED
Analogic Corp
ALOG
$48K ﹤0.01%
751
-1,409
-65% -$101K
TESO
6861
DELISTED
Tesco Corp
TESO
$48K ﹤0.01%
2,442
-4,757
-66% -$97.7K
LMOS
6862
DELISTED
Lumos Networks Corp
LMOS
$48K ﹤0.01%
2,962
+2,812
+1,875% +$41.6K
SGBK
6863
DELISTED
Stonegate Bank
SGBK
$48K ﹤0.01%
1,880
+1,365
+265% +$34.7K
ISIL
6864
CALL
DELISTED
Intersil Corp
ISIL
$48K ﹤0.01%
3,400
+400
+13% +$5.81K
ONFC
6865
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$48K ﹤0.01%
3,640
+2,715
+294% +$36K
GMK
6866
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$48K ﹤0.01%
1,118
+918
+459% +$41.3K
GDAY
6867
DELISTED
PROSHAES ULTRA AUSTRALIAN DOLLAR
GDAY
$48K ﹤0.01%
1,525
+1,070
+235% +$37.4K
TZE
6868
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$48K ﹤0.01%
+1,236
New +$48.1K
KMM
6869
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$48K ﹤0.01%
5,363
-59
-1% -$543
USLV
6870
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$48K ﹤0.01%
177
+68
+62% +$29.3K
BSE
6871
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$48K ﹤0.01%
3,725
– –
SSRI
6872
CALL
DELISTED
Silver Standard Resources
SSRI
$48K ﹤0.01%
7,900
-3,800
-32% -$32.4K
GCVRZ
6873
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$48K ﹤0.01%
102,382
-463
-0.5% -$225
BUSE icon
6874
First Busey Corp
BUSE
$2.6B
$47K ﹤0.01%
2,821
+2,796
+11,184% +$47.6K
CFG icon
6875
Citizens Financial Group
CFG
$30.1B
$47K ﹤0.01%
+2,000
New +$46.4K
273 274
275
276 277

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.