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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
6826
CALL
Thermo Fisher Scientific
TMO
$214B
$49K ﹤0.01%
400
– –
VC icon
6827
CALL
Visteon
VC
$2.85B
$49K ﹤0.01%
500
– –
INFN
6828
PUT
DELISTED
Infinera Corporation Common Stock
INFN
$49K ﹤0.01%
4,600
+2,500
+119% +$24.5K
IQDE
6829
DELISTED
FlexShares International Quality Dividend Defensive Index Fund
IQDE
$49K ﹤0.01%
1,904
+796
+72% +$21.9K
HCCI
6830
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$49K ﹤0.01%
+3,268
New +$54.1K
STON
6831
CALL
DELISTED
StoneMor Inc.
STON
$49K ﹤0.01%
1,900
+1,500
+375% +$37.3K
KIN
6832
DELISTED
Kindred Biosciences, Inc.
KIN
$49K ﹤0.01%
5,325
+3,433
+181% +$46.4K
STAY
6833
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$49K ﹤0.01%
2,071
-1,023
-33% -$23.8K
AT
6834
DELISTED
Atlantic Power Corporation
AT
$49K ﹤0.01%
20,695
-19,468
-48% -$70.4K
S
6835
PUT
DELISTED
Sprint Corporation
S
$49K ﹤0.01%
7,800
-7,300
-48% -$49.7K
VSI
6836
CALL
DELISTED
Vitamin Shoppe Inc.
VSI
$49K ﹤0.01%
1,100
-300
-21% -$12.6K
BKS
6837
CALL
DELISTED
Barnes & Noble
BKS
$49K ﹤0.01%
3,815
-9,003
-70% -$132K
NSPH
6838
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$49K ﹤0.01%
4,358
-673
-13% -$14K
MILL
6839
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$49K ﹤0.01%
11,102
+6,977
+169% +$34.9K
DNDN
6840
DELISTED
DENDREON CORPORATION
DNDN
$49K ﹤0.01%
33,821
-8,274
-20% -$14.5K
IVOP
6841
DELISTED
iPath Inverse S&P 500 VIX Short-Term Futures
IVOP
$49K ﹤0.01%
1,290
+4
+0.3% +$153
SSRI
6842
PUT
DELISTED
Silver Standard Resources
SSRI
$49K ﹤0.01%
8,100
+2,000
+33% +$17.1K
DSKY
6843
PUT
DELISTED
IDREAMSKY TECHNOLOGY LTD ADS REPTSG SHS CL A
DSKY
$49K ﹤0.01%
+2,900
New +$57.6K
CZR
6844
DELISTED
Caesars Entertainment Corporation
CZR
$49K ﹤0.01%
3,875
-1,786
-32% -$26.1K
ACCO icon
6845
Acco Brands
ACCO
$399M
$48K ﹤0.01%
6,981
-15,279
-69% -$107K
AXON
6846
PUT
Axon Enterprise
AXON
$42.8B
$48K ﹤0.01%
3,100
+1,300
+72% +$18.4K
CRUS icon
6847
PUT
Cirrus Logic
CRUS
$6.76B
$48K ﹤0.01%
2,300
-800
-26% -$18.5K
DHC
6848
CALL
Diversified Healthcare Trust
DHC
$2.15B
$48K ﹤0.01%
2,321
+1,009
+77% +$22.9K
GTE icon
6849
Gran Tierra Energy
GTE
$236M
$48K ﹤0.01%
871
-1,747
-67% -$116K
MTRX icon
6850
CALL
Matrix Service
MTRX
$312M
$48K ﹤0.01%
2,000
– –
272 273
274
275 276

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.