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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SREV
6801
DELISTED
ServiceSource International, Inc.
SREV
$50K ﹤0.01%
15,349
-1,568
-9% -$6.3K
NWHM
6802
DELISTED
THE NEW HOME COMPANY INC.
NWHM
$50K ﹤0.01%
3,682
+3,495
+1,869% +$47.7K
AMTD
6803
PUT
DELISTED
TD Ameritrade Holding Corp
AMTD
$50K ﹤0.01%
1,500
-1,000
-40% -$32.4K
SEMG
6804
CALL
DELISTED
SEMGROUP CORPORATION
SEMG
$50K ﹤0.01%
+600
New +$49.4K
KEYW
6805
DELISTED
The KEYW Holding Corporation
KEYW
$50K ﹤0.01%
4,560
+765
+20% +$9.44K
HTM
6806
DELISTED
U.S. Geothermal Inc.
HTM
$50K ﹤0.01%
14,673
+7,603
+108% +$28.5K
CUPM
6807
DELISTED
iPath Pure Beta Copper ETN
CUPM
$50K ﹤0.01%
1,487
+1,426
+2,338% +$50.3K
BDMS
6808
DELISTED
BIRNER DENTAL MGMT SVCS INC
BDMS
$50K ﹤0.01%
2,941
+227
+8% +$3.82K
CRBQ
6809
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
$50K ﹤0.01%
+1,180
New +$53.5K
GDEF
6810
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$50K ﹤0.01%
4,854
– –
MONY
6811
DELISTED
ISHARES TR FINLS BD ETF
MONY
$50K ﹤0.01%
949
+891
+1,536% +$47.2K
GTI
6812
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$50K ﹤0.01%
11,000
-4,336
-28% -$37.2K
TZD
6813
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
$50K ﹤0.01%
1,372
+509
+59% +$18.5K
MDCI
6814
DELISTED
MEDICAL ACTION INDS INC
MDCI
$50K ﹤0.01%
3,563
-17,037
-83% -$235K
ISRL
6815
DELISTED
Isramco Inc
ISRL
$50K ﹤0.01%
406
+198
+95% +$24.2K
AB icon
6816
PUT
AllianceBernstein
AB
$3.47B
$49K ﹤0.01%
1,900
-5,400
-74% -$144K
CQP icon
6817
PUT
Cheniere Energy
CQP
$30.5B
$49K ﹤0.01%
1,500
+1,400
+1,400% +$45.7K
FMN
6818
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
$49K ﹤0.01%
3,232
-687
-18% -$10.4K
HSTM icon
6819
HealthStream
HSTM
$863M
$49K ﹤0.01%
2,050
-1
-0% -$25
KSS icon
6820
PUT
Kohl's
KSS
$2.16B
$49K ﹤0.01%
800
-14,500
-95% -$821K
LADR
6821
Ladder Capital
LADR
$1.24B
$49K ﹤0.01%
3,194
+702
+28% +$10.4K
MGPI icon
6822
MGP Ingredients
MGPI
$403M
$49K ﹤0.01%
3,732
+3,443
+1,191% +$34.7K
ORI icon
6823
PUT
Old Republic International
ORI
$10.9B
$49K ﹤0.01%
3,400
-900
-21% -$13.7K
SRDX
6824
DELISTED
Surmodics
SRDX
$49K ﹤0.01%
2,679
-399
-13% -$7.97K
TCRT icon
6825
CALL
Alaunos Therapeutics
TCRT
$4.64M
$49K ﹤0.01%
123
+27
+28% +$13K
271 272
273
274 275

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.