U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPE
6801
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
0
BBQ
6802
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
– –
-3,883
BRCN
6803
DELISTED
Burcon NutraScience Corporation
BRCN
– –
-2,008
LEJU
6804
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-226
PTE
6805
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-48
EUFX
6806
DELISTED
ProShares Short Euro
EUFX
– –
-1,881
GFED
6807
DELISTED
Guaranty Federal Bancshares In
GFED
– –
-222
HMG
6808
DELISTED
HMG / Courtland Properties Inc
HMG
– –
-331
DVD
6809
DELISTED
Dover Motorsports
DVD
– –
-5,685
XLRN
6810
DELISTED
Acceleron Pharma
XLRN
– –
-1,713
PMBC
6811
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-5,938
TLGT
6812
DELISTED
Teligent, Inc
TLGT
– –
-117
IEC
6813
DELISTED
IEC Electronics Corp.
IEC
– –
-10,894
CORE
6814
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-3,846
SHSP
6815
DELISTED
SharpSpring, Inc.
SHSP
– –
-952
AMRB
6816
DELISTED
American River Bankshares
AMRB
$0 ﹤0.01%
26
-1,033
MLPY
6817
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$0 ﹤0.01%
+12
WIFI
6818
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-2,038
HMSY
6819
DELISTED
HMS Holdings Corp.
HMSY
– –
-2,878
SYNC
6820
DELISTED
Synacor, Inc.
SYNC
– –
-19,385
EIGI
6821
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
8
-2,342
GV
6822
DELISTED
Goldfield Corporation
GV
– –
-4,538
BSTC
6823
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-825
FKO
6824
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
– –
-1,331
FHK
6825
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
– –
-45
271 272
273
274 275