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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
CALL
Apple
AAPL
$4.72T
$3.22B 3.3%
189,295,652
+27,788,124
+17% +$461M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$81.2B
$1.4B 1.43%
13,088,800
+8,202,700
+168% +$849M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$1.38B 1.41%
8,231,158
-1,709,431
-17% -$287M
SPY icon
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$1.36B 1.39%
8,098,420
+2,331,410
+40% +$391M
AAPL icon
5
Apple
AAPL
$4.72T
$1.34B 1.37%
78,722,644
-5,898,480
-7% -$97.8M
IWM icon
6
CALL
iShares Russell 2000 ETF
IWM
$81.2B
$1.28B 1.31%
11,977,800
+7,432,300
+164% +$769M
EEM icon
7
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$1.12B 1.15%
27,503,600
+14,745,900
+116% +$584M
JNJ icon
8
Johnson & Johnson
JNJ
$624B
$845M 0.86%
9,742,767
+1,246,897
+15% +$112M
AAPL icon
9
PUT
Apple
AAPL
$4.72T
$750M 0.77%
44,028,600
+2,153,200
+5% +$35.7M
GOOG icon
10
CALL
Alphabet (Google) Class C
GOOG
$3.88T
$740M 0.76%
33,930,304
+26,792,650
+375% +$592M
EFA icon
11
PUT
iShares MSCI EAFE ETF
EFA
$76.1B
$739M 0.76%
11,586,000
-1,022,600
-8% -$62.7M
SPY icon
12
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$726M 0.74%
4,321,020
-5,705,490
-57% -$956M
EEM icon
13
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$686M 0.7%
16,822,600
+1,585,900
+10% +$62.8M
XOM icon
14
ExxonMobil
XOM
$650B
$632M 0.65%
7,343,471
+231,778
+3% +$20.9M
GE icon
15
GE Aerospace
GE
$362B
$629M 0.64%
5,498,039
+484,874
+10% +$55.6M
IWM icon
16
iShares Russell 2000 ETF
IWM
$81.2B
$625M 0.64%
5,862,013
-33,264
-0.6% -$3.44M
MSFT icon
17
Microsoft
MSFT
$2.83T
$625M 0.64%
18,766,906
+3,394,065
+22% +$112M
EFA icon
18
CALL
iShares MSCI EAFE ETF
EFA
$76.1B
$610M 0.62%
9,557,700
+327,600
+4% +$20.1M
KO icon
19
Coca-Cola
KO
$349B
$598M 0.61%
15,784,131
+2,316,535
+17% +$91.6M
TLM
20
DELISTED
TALISMAN ENERGY INC
TLM
$592M 0.61%
51,453,564
+6,125,767
+14% +$68.5M
INTC icon
21
Intel
INTC
$504B
$590M 0.6%
25,731,139
+2,009,722
+8% +$46.3M
CVX icon
22
Chevron
CVX
$387B
$549M 0.56%
4,522,268
+601,820
+15% +$74M
BIL icon
23
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$496M 0.51%
5,418,860
+198,082
+4% +$18.1M
PG icon
24
Procter & Gamble
PG
$342B
$494M 0.51%
6,530,082
+573,186
+10% +$45.6M
JPM icon
25
JPMorgan Chase
JPM
$930B
$493M 0.5%
9,539,016
+516,130
+6% +$27.7M
1
2 3 4 5

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.