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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OI icon
6751
PUT
O-I Glass
OI
$1.18B
$52K ﹤0.01%
2,000
+1,600
+400% +$50.2K
OSUR icon
6752
OraSure Technologies
OSUR
$273M
$52K ﹤0.01%
7,268
-4,616
-39% -$36.9K
THO icon
6753
PUT
Thor Industries
THO
$4.06B
$52K ﹤0.01%
1,000
-3,200
-76% -$171K
UCO icon
6754
CALL
ProShares Ultra Bloomberg Crude Oil
UCO
$432M
$52K ﹤0.01%
27
-2
-7% -$4.21K
VECO icon
6755
CALL
Veeco
VECO
$2.62B
$52K ﹤0.01%
1,500
-182,600
-99% -$6.42M
PCMI
6756
DELISTED
PCM, Inc
PCMI
$52K ﹤0.01%
5,331
-1,136
-18% -$11.6K
KERX
6757
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$52K ﹤0.01%
3,800
– –
DYN
6758
CALL
DELISTED
Dynegy, Inc.
DYN
$52K ﹤0.01%
+1,800
New +$53.5K
UMX
6759
DELISTED
ProShares Ultra MSCI Mexico Capped IMI
UMX
$52K ﹤0.01%
1,143
-286
-20% -$13.6K
NSR
6760
CALL
DELISTED
Neustar Inc
NSR
$52K ﹤0.01%
2,100
-1,800
-46% -$49.6K
KATE
6761
CALL
DELISTED
Kate Spade & Company
KATE
$52K ﹤0.01%
2,000
-500
-20% -$17.1K
BYLK
6762
DELISTED
BAYLAKE CORP
BYLK
$52K ﹤0.01%
4,385
+3,272
+294% +$40.3K
FVI
6763
DELISTED
FIRST TR VALUE LINE EQUITY ALLOCATION INDEX FD
FVI
$52K ﹤0.01%
1,981
+1,601
+421% +$43K
ACTG icon
6764
PUT
Acacia Research
ACTG
$437M
$51K ﹤0.01%
3,300
– –
AG icon
6765
PUT
First Majestic Silver
AG
$7.52B
$51K ﹤0.01%
6,600
-14,300
-68% -$141K
CBRE icon
6766
CALL
CBRE Group
CBRE
$43.3B
$51K ﹤0.01%
1,700
-1,100
-39% -$34.6K
CFFI icon
6767
C&F Financial
CFFI
$275M
$51K ﹤0.01%
1,530
+1,430
+1,430% +$49.2K
CIGI icon
6768
Colliers International
CIGI
$5.17B
$51K ﹤0.01%
1,647
+854
+108% +$26.7K
CNVS icon
6769
Cineverse
CNVS
$56.9M
$51K ﹤0.01%
166
+156
+1,560% +$65.4K
DXD icon
6770
PUT
ProShares UltraShort Dow 30
DXD
$43.6M
$51K ﹤0.01%
105
– –
EWBC icon
6771
East-West Bancorp
EWBC
$17.8B
$51K ﹤0.01%
1,486
-4,539
-75% -$157K
TBPH icon
6772
Theravance Biopharma
TBPH
$873M
$51K ﹤0.01%
2,177
-7,471
-77% -$217K
TOWN icon
6773
Towne Bank
TOWN
$3.54B
$51K ﹤0.01%
3,773
-626
-14% -$9.27K
WEAT icon
6774
CALL
Teucrium Wheat Fund
WEAT
$293M
$51K ﹤0.01%
+940
New +$58.7K
CIR
6775
DELISTED
CIRCOR International, Inc
CIR
$51K ﹤0.01%
758
+26
+4% +$1.86K
269 270
271
272 273

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.