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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLRS
6726
Controladora Vuela Compania de Aviacion
VLRS
$869M
$53K ﹤0.01%
6,090
-1,555
-20% -$13.7K
XLY icon
6727
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$53K ﹤0.01%
1,600
-734,600
-100% -$24.8M
CLR
6728
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$53K ﹤0.01%
800
– –
GLUU
6729
PUT
DELISTED
Glu Mobile Inc.
GLUU
$53K ﹤0.01%
10,300
-7,200
-41% -$40.2K
BREW
6730
CALL
DELISTED
Craft Brew Alliance, Inc.
BREW
$53K ﹤0.01%
3,700
+2,400
+185% +$29.6K
SHOS
6731
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$53K ﹤0.01%
3,452
+2,041
+145% +$38.4K
DFRG
6732
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$53K ﹤0.01%
2,775
-704
-20% -$16K
OAKS
6733
CALL
DELISTED
Five Oaks Investment Corp.
OAKS
$53K ﹤0.01%
+5,000
New +$55.8K
STRZB
6734
DELISTED
Starz - Series B
STRZB
$53K ﹤0.01%
1,629
+621
+62% +$18.6K
RSTI
6735
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$53K ﹤0.01%
2,283
+323
+16% +$7.46K
OCR.PRA
6736
DELISTED
OMNICARE CAP TR I TR PFD INCM EQTY REDM SEC (PIERS)
OCR.PRA
$53K ﹤0.01%
697
-12
-2% -$935
RNE
6737
DELISTED
MORGAN STLY EASTEURO FD
RNE
$53K ﹤0.01%
3,370
+2,237
+197% +$38.5K
TGR
6738
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
$53K ﹤0.01%
1,580
+1,496
+1,781% +$50.8K
AXJL
6739
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$53K ﹤0.01%
795
-493
-38% -$34.9K
DIRT
6740
DELISTED
iPath Pure Beta Agriculture ETN
DIRT
$53K ﹤0.01%
1,514
+20
+1% +$777
AAP icon
6741
PUT
Advance Auto Parts
AAP
$3.53B
$52K ﹤0.01%
+400
New +$52.4K
AMRN
6742
CALL
Amarin Corp
AMRN
$297M
$52K ﹤0.01%
2,365
+115
+5% +$3.75K
BIB icon
6743
PUT
ProShares Ultra NASDAQ Biotechnology
BIB
$82.9M
$52K ﹤0.01%
1,000
-1,200
-55% -$58.2K
CSTE icon
6744
CALL
Caesarstone
CSTE
$69.5M
$52K ﹤0.01%
1,000
-400
-29% -$19.9K
DAKT icon
6745
Daktronics
DAKT
$946M
$52K ﹤0.01%
4,245
+1,570
+59% +$19.1K
DGP icon
6746
DB Gold Double Long ETN due February 15, 2038
DGP
$216M
$52K ﹤0.01%
+2,098
New +$58.6K
DJP icon
6747
CALL
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$801M
$52K ﹤0.01%
1,500
– –
FULT icon
6748
Fulton Financial
FULT
$4.68B
$52K ﹤0.01%
4,729
– –
IBKR icon
6749
CALL
Interactive Brokers
IBKR
$38.4B
$52K ﹤0.01%
8,400
+2,000
+31% +$11.9K
MSTR icon
6750
CALL
Strategy Inc
MSTR
$34.1B
$52K ﹤0.01%
+4,000
New +$55.6K
268 269
270
271 272

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.