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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWI icon
6701
CALL
Power Integrations
POWI
$3.15B
$54K ﹤0.01%
2,000
-11,600
-85% -$327K
PSEC icon
6702
CALL
Prospect Capital
PSEC
$1.08B
$54K ﹤0.01%
5,500
+5,300
+2,650% +$55.9K
RCON icon
6703
Recon Technology
RCON
$32.2M
$54K ﹤0.01%
126
+67
+114% +$26K
NSLR
6704
CALL
Neostellar Capital Corp
NSLR
$258M
$54K ﹤0.01%
8,317
+8,009
+2,600% +$53.3K
HMLP
6705
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$54K ﹤0.01%
+2,378
New +$57.8K
XONE
6706
CALL
DELISTED
The ExOne Company
XONE
$54K ﹤0.01%
2,600
-1,300
-33% -$39.7K
CART
6707
DELISTED
Carolina Trust BancShares
CART
$54K ﹤0.01%
10,855
+1,616
+17% +$8.01K
CBPO
6708
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$54K ﹤0.01%
+1,000
New +$49.2K
HNR
6709
DELISTED
Harvest Natural Resources
HNR
$54K ﹤0.01%
+3,706
New +$67.6K
CTCT
6710
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$54K ﹤0.01%
1,993
+1,143
+134% +$35.8K
FWLT
6711
PUT
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$54K ﹤0.01%
1,700
– –
NWBO
6712
PUT
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$54K ﹤0.01%
10,800
+2,900
+37% +$17.8K
CCXE
6713
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$54K ﹤0.01%
1,865
+9
+0.5% +$283
UXJ
6714
DELISTED
PROSHARES TR PROSHARES ULTRA MSCI PACIFIC EX-JAPAN
UXJ
$54K ﹤0.01%
1,427
+1,129
+379% +$51.6K
WRES
6715
CALL
DELISTED
WARREN RESOURCES INC
WRES
$54K ﹤0.01%
10,200
+7,100
+229% +$43.5K
AMCX icon
6716
CALL
AMC Global Media
AMCX
$450M
$53K ﹤0.01%
900
+400
+80% +$24.7K
ANSS
6717
CALL
DELISTED
Ansys
ANSS
$53K ﹤0.01%
700
– –
FRME icon
6718
First Merchants
FRME
$2.69B
$53K ﹤0.01%
2,616
+1,830
+233% +$37.3K
GSM icon
6719
CALL
FerroAtlántica
GSM
$590M
$53K ﹤0.01%
2,900
+2,500
+625% +$49.8K
MAG
6720
DELISTED
MAG Silver
MAG
$53K ﹤0.01%
7,059
+6,900
+4,340% +$60.8K
NATH icon
6721
Nathan's Famous
NATH
$403M
$53K ﹤0.01%
788
-340
-30% -$18.9K
NOC icon
6722
CALL
Northrop Grumman
NOC
$76B
$53K ﹤0.01%
400
+200
+100% +$25.2K
SBSI icon
6723
PUT
Southside Bancshares
SBSI
$963M
$53K ﹤0.01%
+1,808
New +$49.5K
STRT icon
6724
STRATTEC Security
STRT
$376M
$53K ﹤0.01%
655
-67
-9% -$4.89K
TLTE icon
6725
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$324M
$53K ﹤0.01%
1,009
+282
+39% +$15.6K
267 268
269
270 271

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.