U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVG
6701
DELISTED
PROSHARES ULTRA RUSSELL 1000 VALUE
UVG
– –
-278
UVT
6702
DELISTED
PROSHARES ULTRA RUSSELL 2000 VALUE
UVT
– –
-105
EMHD
6703
DELISTED
EGSHARES EM DIVID HIGHT INCOME ETF
EMHD
– –
-547
PIKE
6704
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-45,253
LATM
6705
DELISTED
MARKET VECTOR LATIN AMERICA SMALL CAP ETF
LATM
– –
-1,672
SMA
6706
DELISTED
SYMMETRY MEDICAL INC
SMA
– –
-2,552
BAXS
6707
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
– –
-13,750
SPPR
6708
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
– –
-786
BXUB
6709
DELISTED
BARCLAYS LONG B LEVERGED S&P 500 TR ETN
BXUB
– –
-618
BXUC
6710
DELISTED
BARCLAYS LONG C LEVERAGED S&P 500 TR ETN
BXUC
– –
-52
WGA
6711
DELISTED
AG&E Holdings Inc
WGA
– –
-4,208
SPBC
6712
DELISTED
SP BANCORP, INC COM STK
SPBC
– –
-1,841
EMFN
6713
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
– –
-478
TZW
6714
DELISTED
ISHARES TR S&P TARGET DATE 2045 ETF
TZW
$0 ﹤0.01%
+3
COBR
6715
DELISTED
COBRA ELECTRONICS CORP
COBR
– –
-4,000
PTEK
6716
DELISTED
POKERTEK INC COM STK
PTEK
$0 ﹤0.01%
80
-13,453
BABZ
6717
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
– –
-5,532
AUD
6718
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
– –
-1,085
CAD
6719
DELISTED
PIMCO ETF TR PIMCO CDA BD INDEX FD ETF
CAD
– –
-209
CHXX
6720
DELISTED
EGSHARES CHINA INFRASTRUCTURE ETF
CHXX
– –
-1,846
ITMN
6721
DELISTED
INTERMUNE INC
ITMN
– –
-167,717
CHDX
6722
DELISTED
CHINDEX INTL INC
CHDX
– –
-12,812
KORZ
6723
DELISTED
DIREXION DAILY SOUTH KOREA BEAR 3X SHARES
KORZ
– –
-745
AZC
6724
DELISTED
AUGUSTA RESOURCE CORP
AZC
– –
-1,414,265
KIOR
6725
DELISTED
KIOR, INC CLASS A COM STK
KIOR
– –
-1,600
267 268
269
270 271