U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSXJ
6651
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
– –
-389
FREE
6652
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
MCOX
6653
DELISTED
MECOX LANE LTD SPONS ADR REPSTG 35 ORD
MCOX
– –
-1,062
BCA
6654
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
– –
-3,067
CHNA
6655
DELISTED
POWERSHARES CHINA A-SHARE PORTFOLIO
CHNA
– –
-494
LOJN
6656
DELISTED
LO JACK CORP
LOJN
– –
-670
RIVR
6657
DELISTED
RIVER VALLEY BANCORP
RIVR
– –
-8
IGC.WS
6658
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
$0 ﹤0.01%
2,167
RPX
6659
DELISTED
COLUMBIA LARGE CAP GROWTH ETF
RPX
– –
-368
ROYL
6660
DELISTED
ROYALE ENERGY INC
ROYL
– –
-2,861
THTI
6661
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$0 ﹤0.01%
55
-4,445
PSBH
6662
DELISTED
PSB HOLDINGS INC
PSBH
– –
-1,280
ESSX
6663
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$0 ﹤0.01%
100
-3,672
PLNR
6664
DELISTED
PLANAR SYSTEMS INC
PLNR
– –
-1,357
CPAH
6665
DELISTED
Counterpath Corp
CPAH
– –
-65
BCHP
6666
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES BLUE CHIP ETF (DE)
BCHP
– –
-87
ROIQ
6667
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$0 ﹤0.01%
+50
MCBK
6668
DELISTED
MADISON CNTY FINL INC COM STK (MD)
MCBK
– –
-618
AXX
6669
DELISTED
Alderon Iron Ore Corp
AXX
– –
-2,806
EPAX
6670
DELISTED
Ambassadors Group Inc
EPAX
– –
-2,033
DAEG
6671
DELISTED
DAEGIS INC
DAEG
– –
-1,197
TIGR
6672
DELISTED
TIGERLOGIC CORPORATION COM STK (DE)
TIGR
– –
-310
BRAF
6673
DELISTED
GLOBAL X BRAZIL FINLS ETF
BRAF
– –
-246
APP
6674
DELISTED
AMERICAN APPAREL INC COM
APP
– –
-49,265
FORX
6675
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
– –
-726
265 266
267
268 269