U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPLA
6601
DELISTED
Capella Education Company
CPLA
– –
-2,300
IMNP
6602
DELISTED
Immune Pharmaceuticals Inc.
IMNP
– –
0
VCO
6603
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
– –
-484
BPFHP
6604
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
– –
-137
ZAIS
6605
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-2,600
FSNN
6606
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-1,101
MICTW
6607
DELISTED
Micronet Enertec Technologies, Inc. - Warrant
MICTW
$0 ﹤0.01%
668
+111
AGA
6608
DELISTED
DB Agriculture Double Short ETN due April 1, 2038
AGA
– –
-1,627
BYBK
6609
DELISTED
Bay Bancorp, Inc.
BYBK
– –
-636
CGI
6610
DELISTED
Celadon Group Inc
CGI
– –
-806
YUME
6611
DELISTED
YuMe, Inc.
YUME
– –
-96
ENZY
6612
DELISTED
Enzymotec Ltd
ENZY
– –
-281
FPP.WS
6613
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
– –
-239
RATE
6614
DELISTED
Bankrate Inc
RATE
– –
-3,515
GIGA
6615
DELISTED
Giga-Tronics Inc
GIGA
– –
-7,584
GYEN
6616
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
– –
-118
FALC
6617
DELISTED
FalconStor Software Inc
FALC
– –
-2,714
GUID
6618
DELISTED
Guidance Software, Inc.
GUID
– –
-952
AMRI
6619
DELISTED
Albany Molecular Research Inc
AMRI
– –
-4,645
RRF
6620
DELISTED
WisdomTree Global Real Return Fund
RRF
– –
-74
SNOW
6621
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$0 ﹤0.01%
25
-1,414
COVS
6622
DELISTED
Covisint Corporation
COVS
– –
-839
ELOS
6623
DELISTED
Syneron Medical Ltd
ELOS
– –
-2,626
FNCX
6624
DELISTED
Function(x) Inc.
FNCX
$0 ﹤0.01%
+5
TRR
6625
DELISTED
Trc Companies
TRR
– –
-4,586
263 264
265
266 267