U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$346M
3
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

1
+$1.62B
2
+$473M
3
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

1 Energy 10.61%
2 Technology 8.33%
3 Healthcare 8.33%
4 Financials 8.22%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALC
6601
DELISTED
FalconStor Software Inc
FALC
– –
-2,714
GUID
6602
DELISTED
Guidance Software, Inc.
GUID
– –
-952
RRF
6603
DELISTED
WisdomTree Global Real Return Fund
RRF
– –
-74
SNOW
6604
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$0 ﹤0.01%
25
-1,414
COVS
6605
DELISTED
Covisint Corporation
COVS
– –
-839
ELOS
6606
DELISTED
Syneron Medical Ltd
ELOS
– –
-2,626
FNCX
6607
DELISTED
Function(x) Inc.
FNCX
$0 ﹤0.01%
+5
TRR
6608
DELISTED
Trc Companies
TRR
– –
-4,586
BAA
6609
DELISTED
Banro Corporation Common Stock
BAA
$0 ﹤0.01%
80
-401
GTWN
6610
DELISTED
Georgetown Bancorp, Inc.(MA)
GTWN
– –
-79
ISLE
6611
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-1,566
IKGH
6612
DELISTED
Iao Kun Group Holding Company Limited
IKGH
$0 ﹤0.01%
117
-714
XXIA
6613
DELISTED
Ixia
XXIA
– –
-9,694
MEET
6614
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-10,577
SCAI
6615
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-192
TNGO
6616
DELISTED
Tangoe, Inc.
TNGO
– –
-2,576
IRG
6617
DELISTED
Ignite Restaurant Group, Inc.
IRG
– –
-5,337
SEMI
6618
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-301
ININ
6619
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-488
CVT
6620
DELISTED
CVENT, INC.
CVT
– –
0
ESMC
6621
DELISTED
Escalon Medical Corp
ESMC
– –
-3,268
TOF
6622
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-508
JGBD
6623
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
– –
-1,623
BVA
6624
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-3,900
OSN
6625
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-550
263 264
265
266 267