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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRBA icon
6601
First Bank
FRBA
$470M
$59K ﹤0.01%
9,622
+1,116
+13% +$6.82K
LARK icon
6602
Landmark Bancorp
LARK
$195M
$59K ﹤0.01%
4,581
-7,963
-63% -$93.3K
LSCC icon
6603
Lattice Semiconductor
LSCC
$16B
$59K ﹤0.01%
7,840
-42,968
-85% -$322K
MIND icon
6604
MIND Technology
MIND
$43.4M
$59K ﹤0.01%
538
+410
+320% +$52.2K
NDAQ icon
6605
CALL
Nasdaq
NDAQ
$53.4B
$59K ﹤0.01%
4,200
+1,800
+75% +$25.3K
NEOG icon
6606
CALL
Neogen
NEOG
$2.05B
$59K ﹤0.01%
+4,000
New +$63.1K
PFSI icon
6607
PennyMac Financial
PFSI
$4.47B
$59K ﹤0.01%
4,003
+3,803
+1,902% +$58K
PPG icon
6608
CALL
PPG Industries
PPG
$24.9B
$59K ﹤0.01%
600
+400
+200% +$40.8K
SAND
6609
DELISTED
Sandstorm Gold
SAND
$59K ﹤0.01%
13,771
-5,451
-28% -$32.5K
SCHC icon
6610
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$59K ﹤0.01%
1,875
-27
-1% -$895
TMP icon
6611
Tompkins Financial
TMP
$1.42B
$59K ﹤0.01%
1,337
-21
-2% -$955
LDL
6612
CALL
DELISTED
Lydall, Inc.
LDL
$59K ﹤0.01%
2,200
+1,100
+100% +$30.5K
WAGE
6613
CALL
DELISTED
WageWorks, Inc.
WAGE
$59K ﹤0.01%
1,300
– –
TEP
6614
PUT
DELISTED
Tallgrass Energy Partners, LP
TEP
$59K ﹤0.01%
+1,300
New +$54.9K
APLP
6615
CALL
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$59K ﹤0.01%
2,000
-1,900
-49% -$54.7K
LEDD
6616
DELISTED
iPath Pure Beta Lead ETN
LEDD
$59K ﹤0.01%
1,631
+712
+77% +$27.7K
ARGT icon
6617
Global X MSCI Argentina ETF
ARGT
$837M
$58K ﹤0.01%
+2,782
New +$60.6K
BIO.B icon
6618
Bio-Rad Laboratories Class B
BIO.B
$58K ﹤0.01%
514
+11
+2% +$1.31K
BXP icon
6619
CALL
Boston Properties
BXP
$11.6B
$58K ﹤0.01%
500
+400
+400% +$47.8K
FAST icon
6620
PUT
Fastenal
FAST
$54.8B
$58K ﹤0.01%
5,200
– –
IBKR icon
6621
Interactive Brokers
IBKR
$38.4B
$58K ﹤0.01%
9,300
+7,852
+542% +$46.7K
INOD icon
6622
Innodata
INOD
$1.81B
$58K ﹤0.01%
18,933
-310
-2% -$948
SLP icon
6623
Simulations Plus
SLP
$371M
$58K ﹤0.01%
8,392
-1,070
-11% -$6.82K
STM icon
6624
STMicroelectronics
STM
$43.1B
$58K ﹤0.01%
7,551
-8,114
-52% -$67.6K
TBX icon
6625
ProShares Short 7-10 Year Treasury
TBX
$15.8M
$58K ﹤0.01%
1,829
-398
-18% -$12.6K
263 264
265
266 267

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.