U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAA
6626
DELISTED
Banro Corporation Common Stock
BAA
$0 ﹤0.01%
80
-401
GTWN
6627
DELISTED
Georgetown Bancorp, Inc.(MA)
GTWN
– –
-79
ISLE
6628
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-1,566
IKGH
6629
DELISTED
Iao Kun Group Holding Company Limited
IKGH
$0 ﹤0.01%
117
-714
XXIA
6630
DELISTED
Ixia
XXIA
– –
-9,694
MEET
6631
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-10,577
SCAI
6632
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-192
TNGO
6633
DELISTED
Tangoe, Inc.
TNGO
– –
-2,576
IRG
6634
DELISTED
Ignite Restaurant Group, Inc.
IRG
– –
-5,337
UWTI
6635
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-13
SEMI
6636
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-301
ININ
6637
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-488
CVT
6638
DELISTED
CVENT, INC.
CVT
– –
0
ESMC
6639
DELISTED
Escalon Medical Corp
ESMC
– –
-3,268
TOF
6640
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-508
MGT
6641
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
– –
-2,071
JGBD
6642
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
– –
-1,623
BVA
6643
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-3,900
OSN
6644
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-550
CNR
6645
DELISTED
CHINA METRO-RURAL HOLDINGS LIMITED ORD SHS
CNR
$0 ﹤0.01%
39
-3,068
MFLX
6646
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-781
ECTE
6647
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
335
-5,957
JGW
6648
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
– –
-7,896
SGL
6649
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-3,284
CBNJ
6650
DELISTED
CAPE BANCORP, INC COM
CBNJ
– –
-2,543
264 265
266
267 268