U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$346M
3
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

1
+$1.62B
2
+$473M
3
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

1 Energy 10.61%
2 Technology 8.33%
3 Healthcare 8.33%
4 Financials 8.22%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDZ
6626
DELISTED
Direxion Daily Mid Cap Bear 3X Shares
MIDZ
– –
-92
UWN
6627
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
– –
-7,054
GPIC
6628
DELISTED
Gaming Partners International Corporation
GPIC
– –
-80
WHLRW
6629
DELISTED
Wheeler Real Estate Investment Trust, Inc. Warrants
WHLRW
– –
-3,440
EMITF
6630
DELISTED
Elbit Imaging Ltd
EMITF
– –
-1
ESIO
6631
DELISTED
Electro Scientific Industries
ESIO
– –
-3,367
MMV
6632
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
– –
-518
INTX
6633
DELISTED
Intersections, Inc.
INTX
– –
0
STBZ
6634
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-949
SBNYW
6635
DELISTED
Signature Bank Warrant
SBNYW
– –
-55
RIBTW
6636
DELISTED
RiceBran Technologies - Warrant
RIBTW
$0 ﹤0.01%
+98
SEII
6637
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
– –
-782
DGAZ
6638
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
– –
-20
KTWO
6639
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-62
WSCI
6640
DELISTED
WSI Industries Inc
WSCI
– –
-1,315
EDGW
6641
DELISTED
Edgewater Technology Inc
EDGW
– –
-2,731
ADXSW
6642
DELISTED
Advaxis Inc Warrants
ADXSW
– –
-650
CMDT
6643
DELISTED
iShares Commodity Optimized Trust
CMDT
– –
-160
CVM.WS
6644
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-3,100
AVHI
6645
DELISTED
A V Homes, Inc.
AVHI
– –
-1,410
CPLA
6646
DELISTED
Capella Education Company
CPLA
– –
-2,300
IMNP
6647
DELISTED
Immune Pharmaceuticals Inc.
IMNP
– –
0
VCO
6648
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
– –
-484
BPFHP
6649
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
– –
-137
ZAIS
6650
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-2,600
264 265
266
267 268