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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEPT
6626
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$58K ﹤0.01%
21
– –
IDTI
6627
DELISTED
Integrated Device Technology I
IDTI
$58K ﹤0.01%
3,627
-26,661
-88% -$414K
WAC
6628
DELISTED
Walter Investment Mgt Corp
WAC
$58K ﹤0.01%
2,667
-10,096
-79% -$264K
TC
6629
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$58K ﹤0.01%
26,500
-17,000
-39% -$47K
ROSE
6630
CALL
DELISTED
ROSETTA RESOURCES INC
ROSE
$58K ﹤0.01%
1,300
– –
CQB
6631
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$58K ﹤0.01%
4,096
-1,462
-26% -$17.9K
DVR
6632
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$58K ﹤0.01%
60,111
+39,888
+197% +$39.8K
FOIL
6633
DELISTED
iPath Pure Beta Aluminum ETN
FOIL
$58K ﹤0.01%
2,004
+622
+45% +$18.8K
PXMC
6634
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$58K ﹤0.01%
1,590
+633
+66% +$24.1K
HRG
6635
PUT
DELISTED
HRG Group, Inc.
HRG
$58K ﹤0.01%
+4,400
New +$55.2K
ALK icon
6636
CALL
Alaska Air
ALK
$5.11B
$57K ﹤0.01%
1,300
-1,900
-59% -$88.1K
AMSC icon
6637
PUT
American Superconductor
AMSC
$1.29B
$57K ﹤0.01%
+4,050
New +$69.2K
APOG icon
6638
Apogee Enterprises
APOG
$833M
$57K ﹤0.01%
1,426
-2,105
-60% -$74.7K
BCH icon
6639
Banco de Chile
BCH
$20.6B
$57K ﹤0.01%
2,554
-1,153
-31% -$26.5K
ING icon
6640
CALL
ING
ING
$92.9B
$57K ﹤0.01%
4,000
-9,000
-69% -$124K
NOG icon
6641
PUT
Northern Oil and Gas
NOG
$2.29B
$57K ﹤0.01%
400
-100
-20% -$16K
PBPB
6642
CALL
DELISTED
Potbelly
PBPB
$57K ﹤0.01%
4,900
+4,300
+717% +$53K
TEF
6643
CALL
DELISTED
Telefonica
TEF
$57K ﹤0.01%
5,042
+954
+23% +$11.2K
VIXM icon
6644
CALL
ProShares VIX Mid-Term Futures ETF
VIXM
$56.8M
$57K ﹤0.01%
+900
New +$54.7K
TBRG
6645
CALL
DELISTED
TruBridge
TBRG
$57K ﹤0.01%
1,000
+500
+100% +$31.2K
TGA
6646
DELISTED
Transglobe Energy Corp
TGA
$57K ﹤0.01%
9,496
-166,375
-95% -$1.09M
LDL
6647
DELISTED
Lydall, Inc.
LDL
$57K ﹤0.01%
2,104
-2,556
-55% -$70.8K
FAV
6648
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$57K ﹤0.01%
6,301
+1,073
+21% +$9.95K
ZU
6649
CALL
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$57K ﹤0.01%
1,500
-4,600
-75% -$167K
KME
6650
DELISTED
SPDR SER TR S&P MTG FIN ETF
KME
$57K ﹤0.01%
1,090
-12
-1% -$642
264 265
266
267 268

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.