U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$346M
3
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

1
+$1.62B
2
+$473M
3
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

1 Energy 10.61%
2 Technology 8.33%
3 Healthcare 8.33%
4 Financials 8.22%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEMI
6676
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-301
ININ
6677
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-488
CVT
6678
DELISTED
CVENT, INC.
CVT
– –
0
ESMC
6679
DELISTED
Escalon Medical Corp
ESMC
– –
-3,268
TOF
6680
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-508
JGBD
6681
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
– –
-1,623
BVA
6682
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-3,900
OSN
6683
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-550
CNR
6684
DELISTED
CHINA METRO-RURAL HOLDINGS LIMITED ORD SHS
CNR
$0 ﹤0.01%
39
-3,068
MFLX
6685
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-781
ECTE
6686
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
335
-5,957
JGW
6687
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
– –
-7,896
SGL
6688
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-3,284
CBNJ
6689
DELISTED
CAPE BANCORP, INC COM
CBNJ
– –
-2,543
RSXJ
6690
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
– –
-389
FREE
6691
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
MCOX
6692
DELISTED
MECOX LANE LTD SPONS ADR REPSTG 35 ORD
MCOX
– –
-1,062
BCA
6693
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
– –
-3,067
CHNA
6694
DELISTED
POWERSHARES CHINA A-SHARE PORTFOLIO
CHNA
– –
-494
LOJN
6695
DELISTED
LO JACK CORP
LOJN
– –
-670
RIVR
6696
DELISTED
RIVER VALLEY BANCORP
RIVR
– –
-8
PSBH
6697
DELISTED
PSB HOLDINGS INC
PSBH
– –
-1,280
ESSX
6698
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$0 ﹤0.01%
100
-3,672
PLNR
6699
DELISTED
PLANAR SYSTEMS INC
PLNR
– –
-1,357
CPAH
6700
DELISTED
Counterpath Corp
CPAH
– –
-65
266 267
268
269 270