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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMMR icon
6676
PUT
Immersion
IMMR
$243M
$55K ﹤0.01%
+6,400
New +$72.2K
KMT icon
6677
Kennametal
KMT
$2.56B
$55K ﹤0.01%
1,326
-16,176
-92% -$711K
MNST icon
6678
PUT
Monster Beverage
MNST
$95.1B
$55K ﹤0.01%
3,600
-13,800
-79% -$181K
MTSI icon
6679
MACOM Technology Solutions
MTSI
$17.4B
$55K ﹤0.01%
2,514
+702
+39% +$15.6K
NRP icon
6680
CALL
Natural Resource Partners
NRP
$1.31B
$55K ﹤0.01%
420
-80
-16% -$12.6K
OGCP
6681
Empire State Realty Series 60
OGCP
$1.51B
$55K ﹤0.01%
3,722
-1,188
-24% -$18.8K
OLED icon
6682
PUT
Universal Display
OLED
$3.75B
$55K ﹤0.01%
1,700
-500
-23% -$16.5K
RGLS
6683
DELISTED
Regulus Therapeutics
RGLS
$55K ﹤0.01%
67
-14
-17% -$11.8K
TDC icon
6684
CALL
Teradata
TDC
$2.88B
$55K ﹤0.01%
1,300
-2,100
-62% -$90.3K
TDG icon
6685
PUT
TransDigm Group
TDG
$70.7B
$55K ﹤0.01%
300
+200
+200% +$35.7K
UGA icon
6686
PUT
United States Gasoline Fund
UGA
$146M
$55K ﹤0.01%
1,000
+800
+400% +$46.2K
USD icon
6687
ProShares Ultra Semiconductors
USD
$2.13B
$55K ﹤0.01%
63,168
+55,104
+683% +$46.4K
DBS
6688
PUT
DELISTED
Invesco DB Silver Fund
DBS
$55K ﹤0.01%
+2,000
New +$65K
FCCY
6689
DELISTED
1st Constitution Bancorp
FCCY
$55K ﹤0.01%
5,884
-1,119
-16% -$10.3K
XOXO
6690
DELISTED
Xo Group Inc
XOXO
$55K ﹤0.01%
4,884
-1,566
-24% -$18.5K
WFC.WS
6691
DELISTED
Wells Fargo & Company Ws
WFC.WS
$55K ﹤0.01%
2,738
+2,376
+656% +$47.7K
NINI
6692
DELISTED
iPath Pure Beta Nickel ETN
NINI
$55K ﹤0.01%
1,904
-142
-7% -$4.71K
UNXL
6693
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
$55K ﹤0.01%
8,700
– –
CHMT
6694
DELISTED
Chemtura Corporation
CHMT
$55K ﹤0.01%
2,362
-90
-4% -$2.23K
FULL
6695
DELISTED
Full Circle Capital Corporation
FULL
$55K ﹤0.01%
+8,554
New +$62.7K
SIMG
6696
DELISTED
SILICON IMAGE INC
SIMG
$55K ﹤0.01%
11,000
-7,566
-41% -$37.7K
BNNY
6697
CALL
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$55K ﹤0.01%
1,200
-8,800
-88% -$308K
ETR icon
6698
CALL
Entergy
ETR
$50.3B
$54K ﹤0.01%
1,400
-16,600
-92% -$628K
ISTB icon
6699
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$54K ﹤0.01%
1,078
-64
-6% -$3.21K
KRO icon
6700
KRONOS Worldwide
KRO
$712M
$54K ﹤0.01%
3,887
+2,887
+289% +$44.3K
266 267
268
269 270

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.