UBS’s Full Circle Capital Corporation FULL Stock Holding History

UBS’s Portfolio FULL Stock Details FULL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$55K	Buy	+8,554	New	+$62.7K	﹤0.01%	6723
2014 Q2	–	Sell	-2,323	Closed	-$18K	–	11132
2014 Q1	$18K	Buy	+2,323	New	+$18.4K	﹤0.01%	8272
2013 Q4	–	Sell	-299	Closed	-$3K	–	11081
2013 Q3	$3K	Buy	+299	New	+$2.43K	﹤0.01%	9844

Other funds holding FULL

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJT

Raymond James Trust St. Petersburg, Florida $4.6B AUM 33.54% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

UBS's FULL Position: Q3 2014 in Review

UBS opened a new position in Full Circle Capital Corporation (FULL) in Q3 2014: 8,554 shares worth $55K. The stake represents ﹤0.01% of the portfolio and ranks #6723 among its holdings. This is a return to the name: UBS previously reported a position in FULL as recently as Q1 2014.

UBS first reported a position in FULL in Q3 2013 and has held it in 3 quarters since. 20 funds tracked by Wall St. Rank hold FULL as of Q3 2014.

UBS held 8,554 shares of Full Circle Capital Corporation worth $55K as of Q3 2014.
Full Circle Capital Corporation was a new UBS position in Q3 2014.
Full Circle Capital Corporation made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6723 holding.
UBS first reported a position in Full Circle Capital Corporation in Q3 2013 and has held it in 3 quarters since.
20 funds tracked by Wall St. Rank held Full Circle Capital Corporation as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.