U
FAV

UBS’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

UBS’s Portfolio FAV Stock Details FAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$57K Buy
6,301
+1,073
+21% +$9.95K ﹤0.01% 6676
2014
Q2 		$49K Buy
5,228
+809
+18% +$7.28K ﹤0.01% 6899
2014
Q1 		$39K Buy
4,419
+242
+6% +$2.08K ﹤0.01% 7195
2013
Q4 		$37K Sell
4,177
-7,444
-64% -$63.4K ﹤0.01% 7372
2013
Q3 		$98K Buy
11,621
+1,143
+11% +$9.5K ﹤0.01% 6049
2013
Q2 		$85K Buy
+10,478
New +$86.2K ﹤0.01% 6097

Other funds holding FAV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

UBS's FAV Position: Q3 2014 in Review

UBS increased its FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) stake by 21% in Q3 2014, buying an estimated $9.95K and bringing the position to 6,301 shares worth $57K. The position accounts for ﹤0.01% of the portfolio, ranked #6676.

UBS first reported a position in FAV in Q2 2013 and has held it in 6 quarters since. The position peaked at $98K in Q3 2013. 16 funds tracked by Wall St. Rank hold FAV as of Q3 2014.

  • UBS held 6,301 shares of FIRST TRUST DIVIDEND AND INCOME FD COM worth $57K as of Q3 2014.
  • UBS bought 1,073 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q3 2014, an estimated $9.95K.
  • FIRST TRUST DIVIDEND AND INCOME FD COM made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6676 holding.
  • UBS first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2013 and has held it in 6 quarters since.
  • UBS's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $98K in Q3 2013.
  • 16 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.