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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

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25 hedge funds and large institutions have $11.9M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2013 Q2 according to their latest regulatory filings, with 25 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+25
Holders Change %
–
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
25
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.52M +$3.56M +432,608 New
SFS
2
Shaker Financial Services
Virginia
$3.06M +$3.1M +376,268 New
OC
3
Oppenheimer & Co
New York
$1M +$1.01M +122,920 New
DA
4
Doliver Advisors
Texas
$828K +$837K +101,729 New
RJFSA
5
Raymond James Financial Services Advisors
Florida
$550K +$556K +67,625 New
CA
6
Cornerstone Advisors
North Carolina
$372K +$376K +45,718 New
RJA
7
Raymond James & Associates
Florida
$367K +$371K +45,117 New
LPL Financial
8
LPL Financial
California
$338K +$341K +41,494 New
Wells Fargo
9
Wells Fargo
California
$251K +$254K +30,832 New
ACP
10
Aviance Capital Partners
Florida
$249K +$252K +30,649 New
GC
11
Guggenheim Capital
Illinois
$237K +$239K +29,049 New
TC
12
TFS Capital
Pennsylvania
$235K +$238K +28,870 New
Deutsche Bank
13
Deutsche Bank
Germany
$186K +$188K +22,900 New
FAAS
14
First Allied Advisory Services
California
$128K +$132K +16,074 New
Ameriprise
15
Ameriprise
Minnesota
$108K +$109K +13,236 New
WI
16
Western Investment
Utah
$92K +$92.8K +11,277 New
U
17
UBS
Switzerland
$85K +$86.2K +10,478 New
Bank of America
18
Bank of America
North Carolina
$77K +$77.4K +9,411 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$66K +$65.8K +8,000 New
Barclays
20
Barclays
United Kingdom
$61K +$61.5K +7,478 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$36K +$36.5K +4,434 New
WAM
22
Wolverine Asset Management
Illinois
$32K +$32.4K +3,936 New
AIG
23
American International Group
New York
$24.4K +$24.7K +3,000 New
Citigroup
24
Citigroup
New York
$6K +$5.72K +695 New
MFS
25
MSI Financial Services
Massachusetts
$3K +$3.29K +400 New

FAV Hedge Fund Activity: Q2 2013 in Review

25 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q2 2013, worth a combined $11.9M.

Buyers outnumbered sellers: 25 funds opened new FAV positions and 0 closed out — a net gain of 25 holders — while 0 added to existing stakes and 0 trimmed.

  • 25 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $11.9M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q2 2013.
  • 25 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q2 2013 and 0 closed out, a net change of +25 holders.

Based on aggregated 13F filings for Q2 2013.