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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

20 hedge funds and large institutions have $14M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2015 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

16% more capital invested

Capital invested by funds: $12.1M → $14M (+$1.91M)

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.54%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
10
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$5.03M +$1.98M +226,005 +61%
Morgan Stanley
2
Morgan Stanley
New York
$4.28M -$1.07M -121,883 -19%
WAM
3
Wolverine Asset Management
Illinois
$1.12M +$420K +47,780 +57%
1CP
4
1607 Capital Partners
Virginia
$874K +$741K +84,433 +451%
RJA
5
Raymond James & Associates
Florida
$705K +$102K +11,560 +16%
OC
6
Oppenheimer & Co
New York
$372K -$88.9K -10,130 -19%
UBS Group
7
UBS Group
Switzerland
$246K +$127K +14,459 +99%
LPL Financial
8
LPL Financial
California
$243K +$72K +8,200 +40%
CA
9
Cornerstone Advisors
North Carolina
$239K +$248K +28,211 New
Wells Fargo
10
Wells Fargo
California
$200K -$3.52K -401 -2%
DA
11
Doliver Advisors
Texas
$186K +$193K +21,994 New
LCM
12
Landscape Capital Management
New Jersey
$170K +$176K +20,027 New
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$128K +$105K +11,924 +372%
AIG
14
American International Group
New York
$128K +$1.84K +210 +1%
Bank of America
15
Bank of America
North Carolina
$61K +$518 +59 +0.8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$19K +$5.04K +574 +35%
GI
17
Gradient Investments
Minnesota
$14K +$14.9K +1,700 New
FAM
18
Formidable Asset Management
Ohio
$8K
Deutsche Bank
19
Deutsche Bank
Germany
$1K -$1.76K -200 -50%
RJFSA
20
Raymond James Financial Services Advisors
Florida
-$358K -40,501 Closed
CRC
21
Curi RMB Capital
Illinois
-$115K -12,958 Closed
Citigroup
22
Citigroup
New York
-$23K -2,646 Closed
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
-$11K -1,250 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$26 -3 -38%

FAV Hedge Fund Activity: Q2 2015 in Review

20 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q2 2015, worth a combined $14M — up 16% from $12.1M a quarter earlier.

Fund positioning in FAV was balanced in Q2 2015: 4 funds opened new positions, 4 closed out, 10 added to existing stakes and 5 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.98M. The largest seller was Morgan Stanley, cutting an estimated $1.07M.

  • 20 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q2 2015, unchanged from Q1 2015.
  • Funds reported $14M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q2 2015, up 16% quarter-over-quarter.
  • 4 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q2 2015 and 4 closed out, a net change of 0 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q2 2015 was Shaker Financial Services, an estimated $1.98M added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q2 2015 was Morgan Stanley, an estimated $1.07M sold.

Based on aggregated 13F filings for Q2 2015.