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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
-$20M -2,190,168 Closed
SIA
2
Sit Investment Associates
Minnesota
-$7.61M -834,984 Closed
CCP
3
Clough Capital Partners
Massachusetts
-$835K -91,700 Closed
GC
4
Guggenheim Capital
Illinois
-$811K -89,054 Closed
Wells Fargo
5
Wells Fargo
California
-$806K -88,488 Closed
1CP
6
1607 Capital Partners
Virginia
-$605K -66,458 Closed
RJA
7
Raymond James & Associates
Florida
-$593K -65,062 Closed
RVPG
8
Relative Value Partners Group
-$572K -62,835 Closed
Citigroup
9
Citigroup
New York
-$492K -53,998 Closed
UBS Group
10
UBS Group
Switzerland
-$403K -44,237 Closed
LTFS
11
Ladenburg Thalmann Financial Services
Florida
-$353K -38,682 Closed
RJFSA
12
Raymond James Financial Services Advisors
Florida
-$291K -31,973 Closed
IA
13
Icon Advisers
Colorado
-$279K -30,649 Closed
LPL Financial
14
LPL Financial
California
-$222K -24,391 Closed
OC
15
Oppenheimer & Co
New York
-$221K -24,208 Closed
RJT
16
Raymond James Trust
Florida
-$205K -22,500 Closed
AG
17
Advisor Group
Arizona
-$102K -11,200 Closed
Morgan Stanley
18
Morgan Stanley
New York
-$94K -10,350 Closed
IA
19
IFP Advisors
Florida
-$52K -5,657 Closed
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
-$17K -1,878 Closed
GI
21
Gradient Investments
Minnesota
-$15K -1,700 Closed
Bank of America
22
Bank of America
North Carolina
-$14K -1,525 Closed
AA
23
Advisory Alpha
Michigan
-$13K -1,444 Closed
MFS
24
MSI Financial Services
Massachusetts
-$11K -1,226 Closed
NFG
25
Next Financial Group
Texas
-$10K -1,100 Closed