|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$20M
|
-2,190,168
|
Closed
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$7.61M
|
-834,984
|
Closed
|
|
|
3
|
Clough Capital Partners
Boston,
Massachusetts
|
–
|
-$835K
|
-91,700
|
Closed
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$811K
|
-89,054
|
Closed
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
–
|
-$806K
|
-88,488
|
Closed
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$605K
|
-66,458
|
Closed
|
|
|
7
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$593K
|
-65,062
|
Closed
|
|
|
8
|
Relative Value Partners Group
|
–
|
-$572K
|
-62,835
|
Closed
|
|
|
9
|
|
–
|
-$492K
|
-53,998
|
Closed
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
–
|
-$403K
|
-44,237
|
Closed
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$353K
|
-38,682
|
Closed
|
|
|
12
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$291K
|
-31,973
|
Closed
|
|
|
13
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$279K
|
-30,649
|
Closed
|
|
|
14
|
LPL Financial
San Diego,
California
|
–
|
-$222K
|
-24,391
|
Closed
|
|
|
15
|
Oppenheimer & Co
New York
|
–
|
-$221K
|
-24,208
|
Closed
|
|
|
16
|
Raymond James Trust
St. Petersburg,
Florida
|
–
|
-$205K
|
-22,500
|
Closed
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$102K
|
-11,200
|
Closed
|
|
|
18
|
|
–
|
-$94K
|
-10,350
|
Closed
|
|
|
19
|
IFP Advisors
Tampa,
Florida
|
–
|
-$52K
|
-5,657
|
Closed
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$17K
|
-1,878
|
Closed
|
|
|
21
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
-$15K
|
-1,700
|
Closed
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$14K
|
-1,525
|
Closed
|
|
|
23
|
Advisory Alpha
Holland,
Michigan
|
–
|
-$13K
|
-1,444
|
Closed
|
|
|
24
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$11K
|
-1,226
|
Closed
|
|
|
25
|
Next Financial Group
Houston,
Texas
|
–
|
-$10K
|
-1,100
|
Closed
|
|
