|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$15.2M
|
+$1.11M
|
+125,837
|
+8%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7.99M
|
+$6.31M
|
+718,866
|
+424%
|
|
|
3
|
Icon Advisers
Greenwood Village,
Colorado
|
$1.57M
|
-$883K
|
-100,534
|
-36%
|
|
|
4
|
Raymond James & Associates
St Petersburg,
Florida
|
$871K
|
+$50.7K
|
+5,768
|
+6%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$860K
|
+$240K
|
+27,291
|
+40%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$775K
|
+$33.4K
|
+3,800
|
+5%
|
|
|
7
|
Relative Value Partners Group
|
$696K
|
-$2.35K
|
-268
|
-0.3%
|
|
|
8
|
|
$630K
|
+$216K
|
+24,568
|
+54%
|
|
|
9
|
1607 Capital Partners
Richmond,
Virginia
|
$544K
|
+$40.3K
|
+4,586
|
+8%
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$407K
|
-$5.31K
|
-605
|
-1%
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$406K
|
-$8.79K
|
-1,001
|
-2%
|
|
|
12
|
Oppenheimer & Co
New York
|
$327K
|
–
|
–
|
–
|
|
|
13
|
Karpus Investment Management
Pittsford,
New York
|
$275K
|
–
|
–
|
–
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$269K
|
+$78.3K
|
+8,915
|
+43%
|
|
|
15
|
LPL Financial
San Diego,
California
|
$239K
|
-$547K
|
-62,280
|
-70%
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
$137K
|
+$134K
|
+15,298
|
New
|
|
|
17
|
Envestnet Asset Management
Chicago,
Illinois
|
$91K
|
–
|
–
|
–
|
|
|
18
|
|
$78K
|
-$7.35K
|
-837
|
-9%
|
|
|
19
|
IFP Advisors
Tampa,
Florida
|
$51K
|
+$49.7K
|
+5,657
|
New
|
|
|
20
|
Bank of America
Charlotte,
North Carolina
|
$38K
|
–
|
–
|
–
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$17K
|
+$44
|
+5
|
+0.3%
|
|
|
22
|
Gradient Investments
Arden Hills,
Minnesota
|
$15K
|
–
|
–
|
–
|
|
|
23
|
MSI Financial Services
Springfield,
Massachusetts
|
$11K
|
–
|
–
|
–
|
|
|
24
|
City of London Investment Management
London,
United Kingdom
|
–
|
-$814K
|
-94,100
|
Closed
|
|
|
25
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$738K
|
-85,269
|
Closed
|
|
