|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$20M
|
+$4.53M
|
+498,901
|
+29%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7.61M
|
-$486K
|
-53,513
|
-6%
|
|
|
3
|
Clough Capital Partners
Boston,
Massachusetts
|
$835K
|
+$833K
|
+91,700
|
New
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$811K
|
-$60.4K
|
-6,647
|
-7%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$806K
|
+$20.9K
|
+2,300
|
+3%
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
$605K
|
+$54.5K
|
+6,000
|
+10%
|
|
|
7
|
Raymond James & Associates
St Petersburg,
Florida
|
$593K
|
-$290K
|
-31,873
|
-33%
|
|
|
8
|
Relative Value Partners Group
|
$572K
|
-$146K
|
-16,037
|
-20%
|
|
|
9
|
|
$492K
|
-$146K
|
-16,027
|
-23%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$403K
|
-$8.17K
|
-899
|
-2%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$353K
|
-$58.2K
|
-6,405
|
-14%
|
|
|
12
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$291K
|
+$19.1K
|
+2,100
|
+7%
|
|
|
13
|
Icon Advisers
Greenwood Village,
Colorado
|
$279K
|
-$1.31M
|
-144,469
|
-82%
|
|
|
14
|
LPL Financial
San Diego,
California
|
$222K
|
-$20.8K
|
-2,284
|
-9%
|
|
|
15
|
Oppenheimer & Co
New York
|
$221K
|
-$111K
|
-12,196
|
-34%
|
|
|
16
|
Raymond James Trust
St. Petersburg,
Florida
|
$205K
|
+$204K
|
+22,500
|
New
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
$102K
|
-$37.2K
|
-4,098
|
-27%
|
|
|
18
|
|
$94K
|
+$15.6K
|
+1,719
|
+20%
|
|
|
19
|
IFP Advisors
Tampa,
Florida
|
$52K
|
–
|
–
|
–
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$17K
|
+$45
|
+5
|
+0.3%
|
|
|
21
|
Gradient Investments
Arden Hills,
Minnesota
|
$15K
|
–
|
–
|
–
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$14K
|
-$24.1K
|
-2,650
|
-63%
|
|
|
23
|
Advisory Alpha
Holland,
Michigan
|
$13K
|
+$13.1K
|
+1,444
|
New
|
|
|
24
|
MSI Financial Services
Springfield,
Massachusetts
|
$11K
|
-$218
|
-24
|
-2%
|
|
|
25
|
Next Financial Group
Houston,
Texas
|
$10K
|
+$10K
|
+1,100
|
New
|
|
