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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.24M +$267K +31,096 +4%
SFS
2
Shaker Financial Services
Virginia
$1.18M -$95.1K -11,097 -8%
OC
3
Oppenheimer & Co
New York
$734K -$204K -23,745 -22%
DA
4
Doliver Advisors
Texas
$525K +$295K +34,441 +134%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$510K +$12.5K +1,462 +3%
LPL Financial
6
LPL Financial
California
$441K +$3.46K +403 +0.8%
RJA
7
Raymond James & Associates
Florida
$389K +$12.6K +1,466 +3%
Wells Fargo
8
Wells Fargo
California
$326K +$24.6K +2,870 +8%
TC
9
TFS Capital
Pennsylvania
$205K +$201K +23,479 New
CA
10
Cornerstone Advisors
North Carolina
$149K -$147K -17,100 -50%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$117K +$21.8K +2,540 +23%
FAAS
12
First Allied Advisory Services
California
$105K +$180 +21 +0.2%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$60K +$59.2K +6,900 New
AIG
14
American International Group
New York
$52.4K +$25.7K +3,000 +100%
U
15
UBS
Switzerland
$39K +$2.08K +242 +6%
Bank of America
16
Bank of America
North Carolina
$18K -$62.5K -7,285 -78%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$14K -$823 -96 -6%
MFS
18
MSI Financial Services
Massachusetts
$3K
TRCT
19
Tower Research Capital (TRC)
New York
$1K -$4.46K -520 -87%
Deutsche Bank
20
Deutsche Bank
Germany
$1K
Barclays
21
Barclays
United Kingdom
-$143K -16,627 -100%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$70K -8,000 Closed
Citigroup
23
Citigroup
New York
-$8K -853 Closed
DADC
24
D.A. Davidson & Co
Montana
-$4K -471 Closed