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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$5.42M +$5.59M +693,758 New
Morgan Stanley
2
Morgan Stanley
New York
$4.02M +$69.3K +8,588 +2%
KIM
3
Karpus Investment Management
New York
$1.38M +$1.42M +176,159 New
1CP
4
1607 Capital Partners
Virginia
$915K +$112K +13,897 +13%
RJA
5
Raymond James & Associates
Florida
$688K +$37.7K +4,675 +6%
COLIM
6
City of London Investment Management
United Kingdom
$381K +$393K +48,725 New
CA
7
Cornerstone Advisors
North Carolina
$318K +$101K +12,501 +44%
UBS Group
8
UBS Group
Switzerland
$317K +$92.4K +11,463 +40%
OC
9
Oppenheimer & Co
New York
$285K -$61.1K -7,574 -17%
WAM
10
Wolverine Asset Management
Illinois
$266K -$791K -98,104 -74%
RCM
11
Rivernorth Capital Management
Florida
$266K +$274K +34,018 New
CCP
12
Clough Capital Partners
Massachusetts
$242K +$250K +31,000 New
Wells Fargo
13
Wells Fargo
California
$197K +$13.3K +1,651 +7%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$181K +$64.9K +8,045 +53%
LPL Financial
15
LPL Financial
California
$129K -$105K -13,018 -45%
AIG
16
American International Group
New York
$118K +$89 +11 +0.1%
LCM
17
Landscape Capital Management
New Jersey
$80K -$78.7K -9,765 -49%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$79K +$81.2K +10,071 New
Bank of America
19
Bank of America
North Carolina
$52K -$4.03K -500 -7%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$37K +$20.1K +2,491 +113%
GI
21
Gradient Investments
Minnesota
$13K
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$8K +$8.06K +1,000 New
FAM
23
Formidable Asset Management
Ohio
$7K
Deutsche Bank
24
Deutsche Bank
Germany
$1K
TRCT
25
Tower Research Capital (TRC)
New York
$1K +$1.4K +173 +3,460%