Tower Research Capital (TRC)’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Tower Research Capital (TRC)’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-117	Closed	-$1K	–	5426
2016 Q1	$1K	Sell	117 -333	-74%	-$2.66K	﹤0.01%	3959
2015 Q4	$4K	Buy	450 +272	+153%	+$2.24K	﹤0.01%	3344
2015 Q3	$1K	Buy	178 +173	+3,460%	+$1.4K	﹤0.01%	3819
2015 Q2	$0	Sell	5 -3	-38%	-$26	﹤0.01%	5487
2015 Q1	$0	Buy	+8	New	+$71	﹤0.01%	5324
2014 Q2	–	Sell	-80	Closed	-$1K	–	5079
2014 Q1	$1K	Sell	80 -520	-87%	-$4.46K	﹤0.01%	4299
2013 Q4	$5K	Buy	600 +301	+101%	+$2.57K	﹤0.01%	3589
2013 Q3	$3K	Buy	+299	New	+$2.48K	﹤0.01%	4025

Other funds holding FAV

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Tower Research Capital (TRC)'s FAV Position: Q2 2016 in Review

Tower Research Capital (TRC) sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q2 2016, closing a stake of 117 shares — an estimated $1K sold.

Tower Research Capital (TRC) first reported a position in FAV in Q3 2013 and held it in 8 quarters. The position peaked at $5K in Q4 2013. 23 funds tracked by Wall St. Rank hold FAV as of Q2 2016.

Tower Research Capital (TRC) reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q2 2016 after selling out during the quarter.
Tower Research Capital (TRC) sold 117 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q2 2016, an estimated $1K.
Tower Research Capital (TRC) first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2013 and held it in 8 quarters.
Tower Research Capital (TRC)'s FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $5K in Q4 2013.
23 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q2 2016.

Based on Tower Research Capital (TRC)'s 13F filing for Q2 2016, filed 10 Aug 2016.