FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

22 hedge funds and large institutions have $9.93M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
22
Holders Change
-3
Holders Change %
-12%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
8
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.45M +$1.81M +214,937 +50%
OC
2
Oppenheimer & Co
New York
$1.02M -$18.9K -2,252 -2%
SFS
3
Shaker Financial Services
Virginia
$490K -$2.67M -317,982 -85%
LPL Financial
4
LPL Financial
California
$391K +$42.9K +5,114 +12%
DA
5
Doliver Advisors
Texas
$370K -$485K -57,685 -57%
CA
6
Cornerstone Advisors
North Carolina
$365K -$16.7K -2,000 -4%
RJA
7
Raymond James & Associates
Florida
$348K -$31.1K -3,700 -8%
Wells Fargo
8
Wells Fargo
California
$333K +$73.9K +8,795 +29%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$310K -$258K -30,705 -45%
Deutsche Bank
10
Deutsche Bank
Germany
$195K +$3.35K +400 +2%
FAAS
11
First Allied Advisory Services
California
$111K -$25.3K -2,981 -19%
Ameriprise
12
Ameriprise
Minnesota
$103K -$8.24K -980 -7%
U
13
UBS
Switzerland
$98K +$9.64K +1,143 +11%
Barclays
14
Barclays
United Kingdom
$95K +$35.3K +4,412 +59%
Bank of America
15
Bank of America
North Carolina
$78K -$846 -101 -1%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$68K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$58K +$20.9K +2,504 +56%
AIG
18
American International Group
New York
$25.2K
Citigroup
19
Citigroup
New York
$17K +$11.1K +1,295 +186%
S
20
SignatureFD
Georgia
$4K +$4K +500 New
MFS
21
MSI Financial Services
Massachusetts
$3K
TRCT
22
Tower Research Capital (TRC)
New York
$3K +$3K +299 New
ACP
23
Aviance Capital Partners
Florida
-$249K -30,649 Closed
GC
24
Guggenheim Capital
Illinois
-$237K -29,049 Closed
TC
25
TFS Capital
Pennsylvania
-$235K -28,870 Closed