FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

23 hedge funds and large institutions have $31.5M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2016 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 7 closing their positions.

Holders
23
Holders Change
-5
Holders Change %
-17.86%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
9
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
BI
1
Bulldog Investors
New Jersey
$15.2M +$1.13M +125,837 +8%
SIA
2
Sit Investment Associates
Minnesota
$7.99M +$6.46M +718,866 +424%
IA
3
Icon Advisers
Colorado
$1.57M -$904K -100,534 -36%
RJA
4
Raymond James & Associates
Florida
$871K +$51.8K +5,768 +6%
GC
5
Guggenheim Capital
Illinois
$860K +$245K +27,291 +40%
Wells Fargo
6
Wells Fargo
California
$775K +$34.2K +3,800 +5%
RVPG
7
Relative Value Partners Group
$696K -$2.37K -268 -0.3%
Citigroup
8
Citigroup
New York
$630K +$221K +24,568 +54%
1CP
9
1607 Capital Partners
Virginia
$544K +$41.3K +4,586 +8%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$407K -$5.46K -605 -1%
UBS Group
11
UBS Group
Switzerland
$406K -$9K -1,001 -2%
OC
12
Oppenheimer & Co
New York
$327K
KIM
13
Karpus Investment Management
New York
$275K
RJFSA
14
Raymond James Financial Services Advisors
Florida
$269K +$80.3K +8,915 +43%
LPL Financial
15
LPL Financial
California
$239K -$558K -62,280 -70%
AG
16
Advisor Group
Arizona
$137K +$137K +15,298 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$91K
Morgan Stanley
18
Morgan Stanley
New York
$78K -$7.56K -837 -9%
IA
19
IFP Advisors
Florida
$51K +$51K +5,657 New
Bank of America
20
Bank of America
North Carolina
$38K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$17K +$45 +5 +0.3%
GI
22
Gradient Investments
Minnesota
$15K
MFS
23
MSI Financial Services
Massachusetts
$11K
COLIM
24
City of London Investment Management
United Kingdom
-$814K -94,100 Closed
RCM
25
Rivernorth Capital Management
Florida
-$738K -85,269 Closed