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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

21 hedge funds and large institutions have $12.1M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

1% more capital invested

Capital invested by funds: $12M → $12.1M (+$108K)

5% less funds holding

Funds holding: 2221 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.24M +$267K +31,096 +4%
SFS
2
Shaker Financial Services
Virginia
$1.18M -$95.1K -11,097 -8%
OC
3
Oppenheimer & Co
New York
$734K -$204K -23,745 -22%
DA
4
Doliver Advisors
Texas
$525K +$295K +34,441 +134%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$510K +$12.5K +1,462 +3%
LPL Financial
6
LPL Financial
California
$441K +$3.46K +403 +0.8%
RJA
7
Raymond James & Associates
Florida
$389K +$12.6K +1,466 +3%
Wells Fargo
8
Wells Fargo
California
$326K +$24.6K +2,870 +8%
TC
9
TFS Capital
Pennsylvania
$205K +$201K +23,479 New
CA
10
Cornerstone Advisors
North Carolina
$149K -$147K -17,100 -50%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$117K +$21.8K +2,540 +23%
FAAS
12
First Allied Advisory Services
California
$105K +$180 +21 +0.2%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$60K +$59.2K +6,900 New
AIG
14
American International Group
New York
$52.4K +$25.7K +3,000 +100%
U
15
UBS
Switzerland
$39K +$2.08K +242 +6%
Bank of America
16
Bank of America
North Carolina
$18K -$62.5K -7,285 -78%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$14K -$823 -96 -6%
MFS
18
MSI Financial Services
Massachusetts
$3K
TRCT
19
Tower Research Capital (TRC)
New York
$1K -$4.46K -520 -87%
Deutsche Bank
20
Deutsche Bank
Germany
$1K
Barclays
21
Barclays
United Kingdom
-$143K -16,627 -100%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$70K -8,000 Closed
Citigroup
23
Citigroup
New York
-$8K -853 Closed
DADC
24
D.A. Davidson & Co
Montana
-$4K -471 Closed

FAV Hedge Fund Activity: Q1 2014 in Review

21 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q1 2014, worth a combined $12.1M — up 0.9% from $12M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FAV and 2 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 10 added.

The largest buyer was Doliver Advisors, adding an estimated $295K. The largest seller was Oppenheimer & Co, cutting an estimated $204K.

  • 21 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q1 2014, down from 22 in Q4 2013.
  • Funds reported $12.1M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q1 2014, up 0.9% quarter-over-quarter.
  • 2 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q1 2014 and 3 closed out, a net change of -1 holder.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q1 2014 was Doliver Advisors, an estimated $295K added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q1 2014 was Oppenheimer & Co, an estimated $204K sold.

Based on aggregated 13F filings for Q1 2014.