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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

20 hedge funds and large institutions have $12.1M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

11% more funds holding

Funds holding: 1820 (+2)

6% less capital invested

Capital invested by funds: $12.8M → $12.1M (-$722K)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.55M -$1.26M -142,520 -19%
SFS
2
Shaker Financial Services
Virginia
$3.25M +$385K +43,441 +13%
WAM
3
Wolverine Asset Management
Illinois
$747K +$540K +60,922 +259%
RJA
4
Raymond James & Associates
Florida
$635K +$112K +12,600 +21%
OC
5
Oppenheimer & Co
New York
$479K
RJFSA
6
Raymond James Financial Services Advisors
Florida
$358K -$20K -2,255 -5%
Wells Fargo
7
Wells Fargo
California
$213K -$112K -12,605 -34%
LPL Financial
8
LPL Financial
California
$181K -$17.1K -1,931 -9%
1CP
9
1607 Capital Partners
Virginia
$166K +$32.8K +3,702 +25%
AIG
10
American International Group
New York
$132K +$89 +10 +0.1%
UBS Group
11
UBS Group
Switzerland
$129K +$72.3K +8,154 +128%
CRC
12
Curi RMB Capital
Illinois
$115K +$115K +12,958 New
Bank of America
13
Bank of America
North Carolina
$63K +$2.8K +316 +5%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$28K -$16.8K -1,896 -37%
Citigroup
15
Citigroup
New York
$23K +$23.4K +2,646 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$14K +$44 +5 +0.3%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$11K +$11.1K +1,250 New
FAM
18
Formidable Asset Management
Ohio
$9K +$8.86K +1,000 New
Deutsche Bank
19
Deutsche Bank
Germany
$2K +$1.77K +200 +100%
NPC
20
National Planning Corporation
California
-$26.8K -3,020 Closed
BRWA
21
B. Riley Wealth Advisors
Florida
-$19 -2,039 Closed
RC
22
RegentAtlantic Capital
New Jersey
-$2.31K -250 Closed
TRCT
23
Tower Research Capital (TRC)
New York
+$71 +8 New

FAV Hedge Fund Activity: Q1 2015 in Review

20 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q1 2015, worth a combined $12.1M — down 5.6% from $12.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAV positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $540K. The largest seller was Morgan Stanley, cutting an estimated $1.26M.

  • 20 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q1 2015, up from 18 in Q4 2014.
  • Funds reported $12.1M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q1 2015, down 5.6% quarter-over-quarter.
  • 5 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q1 2015 and 3 closed out, a net change of +2 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q1 2015 was Wolverine Asset Management, an estimated $540K added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q1 2015 was Morgan Stanley, an estimated $1.26M sold.

Based on aggregated 13F filings for Q1 2015.