FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

20 hedge funds and large institutions have $12.1M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.55M -$1.26M -142,520 -19%
SFS
2
Shaker Financial Services
Virginia
$3.25M +$384K +43,441 +13%
WAM
3
Wolverine Asset Management
Illinois
$747K +$539K +60,922 +259%
RJA
4
Raymond James & Associates
Florida
$635K +$112K +12,600 +21%
OC
5
Oppenheimer & Co
New York
$479K
RJFSA
6
Raymond James Financial Services Advisors
Florida
$358K -$19.9K -2,255 -5%
Wells Fargo
7
Wells Fargo
California
$213K -$112K -12,605 -34%
LPL Financial
8
LPL Financial
California
$181K -$16.9K -1,931 -9%
1CP
9
1607 Capital Partners
Virginia
$166K +$32.9K +3,702 +25%
AIG
10
American International Group
New York
$132K +$88 +10 +0.1%
UBS Group
11
UBS Group
Switzerland
$129K +$72.3K +8,154 +128%
CRC
12
Curi RMB Capital
Illinois
$115K +$115K +12,958 New
Bank of America
13
Bank of America
North Carolina
$63K +$2.8K +316 +5%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$28K -$16.6K -1,896 -37%
Citigroup
15
Citigroup
New York
$23K +$23K +2,646 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$14K +$43 +5 +0.3%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$11K +$11K +1,250 New
FAM
18
Formidable Asset Management
Ohio
$9K +$9K +1,000 New
Deutsche Bank
19
Deutsche Bank
Germany
$2K +$1K +200 +100%
NPC
20
National Planning Corporation
California
-$26.8K -3,020 Closed
BRWA
21
B. Riley Wealth Advisors
Florida
-$19 -2,039 Closed
RC
22
RegentAtlantic Capital
New Jersey
-$2.32K -250 Closed