BRWA
FAV

B. Riley Wealth Advisors’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

B. Riley Wealth Advisors’s Portfolio FAV Stock Details FAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-2,039
Closed -$19 – 2502
2014
Q4 		$19 Buy
+2,039
New +$18.3K ﹤0.01% 2591
2014
Q3 		– Sell
-2,039
Closed -$19.1K – 2314
2014
Q2 		$19.1K Buy
+2,039
New +$18.3K ﹤0.01% 1488

Other funds holding FAV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return

B. Riley Wealth Advisors's FAV Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q1 2015, closing a stake of 2,039 shares — an estimated $19 sold.

B. Riley Wealth Advisors first reported a position in FAV in Q2 2014 and held it in 2 quarters. The position peaked at $19.1K in Q2 2014. 20 funds tracked by Wall St. Rank hold FAV as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 2,039 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q1 2015, an estimated $19.
  • B. Riley Wealth Advisors first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $19.1K in Q2 2014.
  • 20 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.