Shaker Financial Services’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Shaker Financial Services’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-593,550	Closed	-$5.03M	–	139
2015 Q2	$5.03M	Buy	593,550 +226,005	+61%	+$1.98M	3.13%	1
2015 Q1	$3.25M	Buy	367,545 +43,441	+13%	+$385K	2.02%	11
2014 Q4	$3M	Buy	324,104 +52,996	+20%	+$476K	1.92%	12
2014 Q3	$2.45M	Buy	271,108 +123,509	+84%	+$1.14M	1.59%	20
2014 Q2	$1.38M	Buy	147,599 +12,315	+9%	+$111K	0.84%	41
2014 Q1	$1.18M	Sell	135,284 -11,097	-8%	-$95.1K	0.78%	51
2013 Q4	$1.29M	Buy	146,381 +88,095	+151%	+$751K	0.9%	42
2013 Q3	$490K	Sell	58,286 -317,982	-85%	-$2.64M	0.36%	97
2013 Q2	$3.06M	Buy	+376,268	New	+$3.1M	2.25%	3

Other funds holding FAV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Shaker Financial Services's FAV Position: Q3 2015 in Review

Shaker Financial Services sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q3 2015, closing a stake of 593,550 shares — an estimated $5.03M sold.

Shaker Financial Services first reported a position in FAV in Q2 2013 and held it in 9 quarters. The position peaked at $5.03M in Q2 2015. 24 funds tracked by Wall St. Rank hold FAV as of Q3 2015.

Shaker Financial Services reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q3 2015 after selling out during the quarter.
Shaker Financial Services sold 593,550 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q3 2015, an estimated $5.03M.
Shaker Financial Services first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2013 and held it in 9 quarters.
Shaker Financial Services's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $5.03M in Q2 2015.
24 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q3 2015.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.