Rivernorth Capital Management’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Rivernorth Capital Management’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-85,269	Closed	-$738K	–	172
2016 Q1	$738K	Buy	85,269 +13,317	+19%	+$106K	0.05%	163
2015 Q4	$609K	Buy	71,952 +37,934	+112%	+$312K	0.03%	183
2015 Q3	$266K	Buy	+34,018	New	+$274K	0.02%	190

Other funds holding FAV

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Rivernorth Capital Management's FAV Position: Q2 2016 in Review

Rivernorth Capital Management sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q2 2016, closing a stake of 85,269 shares — an estimated $738K sold.

Rivernorth Capital Management first reported a position in FAV in Q3 2015 and held it in 3 quarters. The position peaked at $738K in Q1 2016. 23 funds tracked by Wall St. Rank hold FAV as of Q2 2016.

Rivernorth Capital Management reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q2 2016 after selling out during the quarter.
Rivernorth Capital Management sold 85,269 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q2 2016, an estimated $738K.
Rivernorth Capital Management first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015 and held it in 3 quarters.
Rivernorth Capital Management's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $738K in Q1 2016.
23 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q2 2016.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.