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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

30 hedge funds and large institutions have $21M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2015 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more capital invested

Capital invested by funds: $9.98M → $21M (+$11M)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

25% more funds holding

Funds holding: 2430 (+6)

Holders
30
Holders Change
+6
Holders Change %
+25%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
8
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$8.02M +$7.8M +948,305 New
Morgan Stanley
2
Morgan Stanley
New York
$3.43M -$901K -109,415 -21%
COLIM
3
City of London Investment Management
United Kingdom
$1.65M +$1.22M +147,711 +303%
IA
4
Icon Advisers
Colorado
$1.23M +$1.2M +145,707 New
1CP
5
1607 Capital Partners
Virginia
$935K -$53.2K -6,461 -6%
RJA
6
Raymond James & Associates
Florida
$774K +$28.7K +3,485 +4%
RVPG
7
Relative Value Partners Group
$746K +$726K +88,228 New
RCM
8
Rivernorth Capital Management
Florida
$609K +$312K +37,934 +112%
Wells Fargo
9
Wells Fargo
California
$609K +$385K +46,731 +185%
GC
10
Guggenheim Capital
Illinois
$482K +$468K +56,889 New
LPL Financial
11
LPL Financial
California
$392K +$250K +30,402 +192%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$383K +$373K +45,299 New
UBS Group
13
UBS Group
Switzerland
$312K -$28.8K -3,497 -9%
MIG
14
Mariner Investment Group
New York
$312K +$303K +36,828 New
OC
15
Oppenheimer & Co
New York
$308K
RJFSA
16
Raymond James Financial Services Advisors
Florida
$224K +$218K +26,458 New
AIG
17
American International Group
New York
$186K +$57.2K +6,950 +46%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$177K -$19K -2,306 -10%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$85K
Bank of America
20
Bank of America
North Carolina
$61K +$4.24K +515 +8%
IA
21
IFP Advisors
Florida
$33K +$32.3K +3,923 New
GI
22
Gradient Investments
Minnesota
$14K
Citigroup
23
Citigroup
New York
$13K +$12.6K +1,533 New
MFS
24
MSI Financial Services
Massachusetts
$11K +$10.3K +1,250 New
FAM
25
Formidable Asset Management
Ohio
$8K

FAV Hedge Fund Activity: Q4 2015 in Review

30 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q4 2015, worth a combined $21M — up 111% from $9.98M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAV positions and 6 closed out — a net gain of 6 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $7.8M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $1.38M sold.

  • 30 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q4 2015, up from 24 in Q3 2015.
  • Funds reported $21M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q4 2015, up 111% quarter-over-quarter.
  • 12 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q4 2015 and 6 closed out, a net change of +6 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q4 2015 was Bulldog Investors, an estimated $7.8M added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q4 2015 was Karpus Investment Management, an estimated $1.38M sold.

Based on aggregated 13F filings for Q4 2015.