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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

25 hedge funds and large institutions have $34.6M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

10% more capital invested

Capital invested by funds: $31.5M → $34.6M (+$3.07M)

9% more funds holding

Funds holding: 2325 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

54% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 13

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
6
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$20M +$4.53M +498,901 +29%
SIA
2
Sit Investment Associates
Minnesota
$7.61M -$486K -53,513 -6%
CCP
3
Clough Capital Partners
Massachusetts
$835K +$833K +91,700 New
GC
4
Guggenheim Capital
Illinois
$811K -$60.4K -6,647 -7%
Wells Fargo
5
Wells Fargo
California
$806K +$20.9K +2,300 +3%
1CP
6
1607 Capital Partners
Virginia
$605K +$54.5K +6,000 +10%
RJA
7
Raymond James & Associates
Florida
$593K -$290K -31,873 -33%
RVPG
8
Relative Value Partners Group
$572K -$146K -16,037 -20%
Citigroup
9
Citigroup
New York
$492K -$146K -16,027 -23%
UBS Group
10
UBS Group
Switzerland
$403K -$8.17K -899 -2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$353K -$58.2K -6,405 -14%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$291K +$19.1K +2,100 +7%
IA
13
Icon Advisers
Colorado
$279K -$1.31M -144,469 -82%
LPL Financial
14
LPL Financial
California
$222K -$20.8K -2,284 -9%
OC
15
Oppenheimer & Co
New York
$221K -$111K -12,196 -34%
RJT
16
Raymond James Trust
Florida
$205K +$204K +22,500 New
AG
17
Advisor Group
Arizona
$102K -$37.2K -4,098 -27%
Morgan Stanley
18
Morgan Stanley
New York
$94K +$15.6K +1,719 +20%
IA
19
IFP Advisors
Florida
$52K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$17K +$45 +5 +0.3%
GI
21
Gradient Investments
Minnesota
$15K
Bank of America
22
Bank of America
North Carolina
$14K -$24.1K -2,650 -63%
AA
23
Advisory Alpha
Michigan
$13K +$13.1K +1,444 New
MFS
24
MSI Financial Services
Massachusetts
$11K -$218 -24 -2%
NFG
25
Next Financial Group
Texas
$10K +$10K +1,100 New

FAV Hedge Fund Activity: Q3 2016 in Review

25 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q3 2016, worth a combined $34.6M — up 9.7% from $31.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAV positions and 2 closed out — a net gain of 2 holders — while 6 added to existing stakes and 13 trimmed.

The largest buyer was Bulldog Investors, adding an estimated $4.53M. The largest seller was Icon Advisers, cutting an estimated $1.31M.

  • 25 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q3 2016, up from 23 in Q2 2016.
  • Funds reported $34.6M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q3 2016, up 9.7% quarter-over-quarter.
  • 4 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q3 2016 and 2 closed out, a net change of +2 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q3 2016 was Bulldog Investors, an estimated $4.53M added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q3 2016 was Icon Advisers, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2016.