FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Overview Fund Activity
Delisted

FAV was delisted on the 21st of October, 2016.

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0 hedge funds and large institutions have $0 invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2016 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 0 reducing their positions, and 25 closing their positions.

Holders
–
Holders Change
-25
Holders Change %
-100%
% of All Funds
–
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
–
Increased
–
Reduced
–
Closed
25
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$0
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
GC
4
Guggenheim Capital
Illinois
$0
5
Wells Fargo
5
Wells Fargo
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
– – -2,190,168 Closed
SIA
2
Sit Investment Associates
Minnesota
– – -834,984 Closed
CCP
3
Clough Capital Partners
Massachusetts
– – -91,700 Closed
GC
4
Guggenheim Capital
Illinois
– – -89,054 Closed
Wells Fargo
5
Wells Fargo
California
– – -88,488 Closed
1CP
6
1607 Capital Partners
Virginia
– – -66,458 Closed
RJA
7
Raymond James & Associates
Florida
– – -65,062 Closed
RVPG
8
Relative Value Partners Group
– – -62,835 Closed
Citigroup
9
Citigroup
New York
– – -53,998 Closed
UBS Group
10
UBS Group
Switzerland
– – -44,237 Closed
LTFS
11
Ladenburg Thalmann Financial Services
Florida
– – -38,682 Closed
RJFSA
12
Raymond James Financial Services Advisors
Florida
– – -31,973 Closed
IA
13
Icon Advisers
Colorado
– – -30,649 Closed
LPL Financial
14
LPL Financial
California
– – -24,391 Closed
OC
15
Oppenheimer & Co
New York
– – -24,208 Closed
RJT
16
Raymond James Trust
Florida
– – -22,500 Closed
AG
17
Advisor Group
Arizona
– – -11,200 Closed
Morgan Stanley
18
Morgan Stanley
New York
– – -10,350 Closed
IA
19
IFP Advisors
Florida
– – -5,657 Closed
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
– – -1,878 Closed
GI
21
Gradient Investments
Minnesota
– – -1,700 Closed
Bank of America
22
Bank of America
North Carolina
– – -1,525 Closed
AA
23
Advisory Alpha
Michigan
– – -1,444 Closed
MFS
24
MSI Financial Services
Massachusetts
– – -1,226 Closed
NFG
25
Next Financial Group
Texas
– – -1,100 Closed