FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

18 hedge funds and large institutions have $12.8M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.13M +$154K +16,680 +2%
SFS
2
Shaker Financial Services
Virginia
$3M +$491K +52,996 +20%
RJA
3
Raymond James & Associates
Florida
$547K +$46K +4,975 +9%
OC
4
Oppenheimer & Co
New York
$501K -$216K -23,284 -30%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$396K -$194K -20,903 -33%
Wells Fargo
6
Wells Fargo
California
$339K -$9 -1 -0%
WAM
7
Wolverine Asset Management
Illinois
$217K +$217K +23,511 New
LPL Financial
8
LPL Financial
California
$209K -$196K -21,243 -48%
1CP
9
1607 Capital Partners
Virginia
$139K +$139K +15,000 New
AIG
10
American International Group
New York
$138K +$82K +8,855 +147%
Bank of America
11
Bank of America
North Carolina
$63K -$25.6K -2,763 -29%
UBS Group
12
UBS Group
Switzerland
$60K +$60K +6,393 New
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$47K -$5.74K -623 -11%
NPC
14
National Planning Corporation
California
$26.8K +$26.8K +3,020 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$15K +$37 +4 +0.2%
RC
16
RegentAtlantic Capital
New Jersey
$2.32K +$2.32K +250 New
Deutsche Bank
17
Deutsche Bank
Germany
$1K
BRWA
18
B. Riley Wealth Advisors
Florida
$19 +$19 +2,039 New
CS
19
Credit Suisse
Switzerland
-$178K -19,634 Closed
DA
20
Doliver Advisors
Texas
-$132K -14,612 Closed
TC
21
TFS Capital
Pennsylvania
-$106K -11,760 Closed