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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

18 hedge funds and large institutions have $12.8M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

13% more funds holding

Funds holding: 1618 (+2)

3% more capital invested

Capital invested by funds: $12.4M → $12.8M (+$386K)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.13M +$150K +16,680 +2%
SFS
2
Shaker Financial Services
Virginia
$3M +$476K +52,996 +20%
RJA
3
Raymond James & Associates
Florida
$547K +$44.7K +4,975 +9%
OC
4
Oppenheimer & Co
New York
$501K -$209K -23,284 -30%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$396K -$188K -20,903 -33%
Wells Fargo
6
Wells Fargo
California
$339K -$9 -1 -0%
WAM
7
Wolverine Asset Management
Illinois
$217K +$211K +23,511 New
LPL Financial
8
LPL Financial
California
$209K -$191K -21,243 -48%
1CP
9
1607 Capital Partners
Virginia
$139K +$135K +15,000 New
AIG
10
American International Group
New York
$138K +$79.6K +8,855 +147%
Bank of America
11
Bank of America
North Carolina
$63K -$24.8K -2,763 -29%
UBS Group
12
UBS Group
Switzerland
$60K +$57.4K +6,393 New
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$47K -$5.6K -623 -11%
NPC
14
National Planning Corporation
California
$26.8K +$27.1K +3,020 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$15K +$36 +4 +0.2%
RC
16
RegentAtlantic Capital
New Jersey
$2.31K +$2.25K +250 New
Deutsche Bank
17
Deutsche Bank
Germany
$1K
BRWA
18
B. Riley Wealth Advisors
Florida
$19 +$18.3K +2,039 New
CS
19
Credit Suisse
Switzerland
-$178K -19,634 Closed
DA
20
Doliver Advisors
Texas
-$132K -14,612 Closed
TC
21
TFS Capital
Pennsylvania
-$106K -11,760 Closed

FAV Hedge Fund Activity: Q4 2014 in Review

18 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q4 2014, worth a combined $12.8M — up 3.1% from $12.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FAV positions and 3 closed out — a net gain of 3 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $476K. The largest seller was Oppenheimer & Co, cutting an estimated $209K.

  • 18 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q4 2014, up from 16 in Q3 2014.
  • Funds reported $12.8M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q4 2014, up 3.1% quarter-over-quarter.
  • 6 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q4 2014 and 3 closed out, a net change of +3 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q4 2014 was Shaker Financial Services, an estimated $476K added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q4 2014 was Oppenheimer & Co, an estimated $209K sold.

Based on aggregated 13F filings for Q4 2014.