Doliver Advisors’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Doliver Advisors’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-21,994	Closed	-$186K	–	292
2015 Q2	$186K	Buy	+21,994	New	+$193K	0.12%	229
2014 Q4	–	Sell	-14,612	Closed	-$132K	–	316
2014 Q3	$132K	Sell	14,612 -10,441	-42%	-$96.8K	0.09%	254
2014 Q2	$235K	Sell	25,053 -35,076	-58%	-$316K	0.2%	177
2014 Q1	$525K	Buy	60,129 +34,441	+134%	+$295K	0.35%	108
2013 Q4	$226K	Sell	25,688 -18,356	-42%	-$156K	0.14%	209
2013 Q3	$370K	Sell	44,044 -57,685	-57%	-$479K	0.23%	183
2013 Q2	$828K	Buy	+101,729	New	+$837K	0.49%	35

Other funds holding FAV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Doliver Advisors's FAV Position: Q3 2015 in Review

Doliver Advisors sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q3 2015, closing a stake of 21,994 shares — an estimated $186K sold.

Doliver Advisors first reported a position in FAV in Q2 2013 and held it in 7 quarters. The position peaked at $828K in Q2 2013. 24 funds tracked by Wall St. Rank hold FAV as of Q3 2015.

Doliver Advisors reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q3 2015 after selling out during the quarter.
Doliver Advisors sold 21,994 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q3 2015, an estimated $186K.
Doliver Advisors first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2013 and held it in 7 quarters.
Doliver Advisors's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $828K in Q2 2013.
24 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q3 2015.

Based on Doliver Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.