City of London Investment Management’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

City of London Investment Management’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-94,100	Closed	-$814K	–	115
2016 Q1	$814K	Sell	94,100 -102,336	-52%	-$816K	0.06%	92
2015 Q4	$1.65M	Buy	196,436 +147,711	+303%	+$1.22M	0.13%	83
2015 Q3	$381K	Buy	+48,725	New	+$393K	0.03%	113

Other funds holding FAV

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

City of London Investment Management's FAV Position: Q2 2016 in Review

City of London Investment Management sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q2 2016, closing a stake of 94,100 shares — an estimated $814K sold.

City of London Investment Management first reported a position in FAV in Q3 2015 and held it in 3 quarters. The position peaked at $1.65M in Q4 2015. 23 funds tracked by Wall St. Rank hold FAV as of Q2 2016.

City of London Investment Management reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q2 2016 after selling out during the quarter.
City of London Investment Management sold 94,100 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q2 2016, an estimated $814K.
City of London Investment Management first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015 and held it in 3 quarters.
City of London Investment Management's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $1.65M in Q4 2015.
23 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q2 2016.

Based on City of London Investment Management's 13F filing for Q2 2016, filed 12 Aug 2016.