Cornerstone Advisors’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Cornerstone Advisors’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-40,712	Closed	-$318K	–	263
2015 Q3	$318K	Buy	40,712 +12,501	+44%	+$101K	0.07%	197
2015 Q2	$239K	Buy	+28,211	New	+$248K	0.05%	195
2014 Q2	–	Sell	-17,018	Closed	-$149K	–	287
2014 Q1	$149K	Sell	17,018 -17,100	-50%	-$147K	0.04%	264
2013 Q4	$300K	Sell	34,118 -9,600	-22%	-$81.8K	0.07%	222
2013 Q3	$365K	Sell	43,718 -2,000	-4%	-$16.6K	0.12%	178
2013 Q2	$372K	Buy	+45,718	New	+$376K	0.15%	158

Other funds holding FAV

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cornerstone Advisors's FAV Position: Q4 2015 in Review

Cornerstone Advisors sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q4 2015, closing a stake of 40,712 shares — an estimated $318K sold.

Cornerstone Advisors first reported a position in FAV in Q2 2013 and held it in 6 quarters. The position peaked at $372K in Q2 2013. 30 funds tracked by Wall St. Rank hold FAV as of Q4 2015.

Cornerstone Advisors reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q4 2015 after selling out during the quarter.
Cornerstone Advisors sold 40,712 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q4 2015, an estimated $318K.
Cornerstone Advisors first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2013 and held it in 6 quarters.
Cornerstone Advisors's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $372K in Q2 2013.
30 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q4 2015.

Based on Cornerstone Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.