FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

22 hedge funds and large institutions have $12M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.03M +$1.33M +150,890 +23%
SFS
2
Shaker Financial Services
Virginia
$1.29M +$775K +88,095 +151%
OC
3
Oppenheimer & Co
New York
$949K -$113K -12,794 -11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$501K +$176K +19,985 +54%
LPL Financial
5
LPL Financial
California
$441K +$31.2K +3,549 +8%
RJA
6
Raymond James & Associates
Florida
$379K +$14.9K +1,690 +4%
Wells Fargo
7
Wells Fargo
California
$304K -$45K -5,114 -13%
CA
8
Cornerstone Advisors
North Carolina
$300K -$84.4K -9,600 -22%
DA
9
Doliver Advisors
Texas
$226K -$161K -18,356 -42%
Barclays
10
Barclays
United Kingdom
$133K +$38.2K +4,791 +40%
FAAS
11
First Allied Advisory Services
California
$108K -$8.74K -980 -7%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$96K +$96K +10,875 New
Bank of America
13
Bank of America
North Carolina
$82K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$70K
U
15
UBS
Switzerland
$37K -$65.9K -7,444 -64%
AIG
16
American International Group
New York
$26.4K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$15K -$45.9K -5,230 -75%
Citigroup
18
Citigroup
New York
$8K -$10.7K -1,137 -57%
TRCT
19
Tower Research Capital (TRC)
New York
$5K +$2.51K +301 +101%
MFS
20
MSI Financial Services
Massachusetts
$4K
DADC
21
D.A. Davidson & Co
Montana
$4K +$4K +471 New
Deutsche Bank
22
Deutsche Bank
Germany
$1K -$116K -23,100 -99%
Ameriprise
23
Ameriprise
Minnesota
-$103K -12,256 Closed
S
24
SignatureFD
Georgia
-$4K -500 Closed