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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

22 hedge funds and large institutions have $12M invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more capital invested

Capital invested by funds: $9.93M → $12M (+$2.08M)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.03M +$1.29M +150,890 +23%
SFS
2
Shaker Financial Services
Virginia
$1.29M +$751K +88,095 +151%
OC
3
Oppenheimer & Co
New York
$949K -$109K -12,794 -11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$501K +$170K +19,985 +54%
LPL Financial
5
LPL Financial
California
$441K +$30.3K +3,549 +8%
RJA
6
Raymond James & Associates
Florida
$379K +$14.4K +1,690 +4%
Wells Fargo
7
Wells Fargo
California
$304K -$43.6K -5,114 -13%
CA
8
Cornerstone Advisors
North Carolina
$300K -$81.8K -9,600 -22%
DA
9
Doliver Advisors
Texas
$226K -$156K -18,356 -42%
Barclays
10
Barclays
United Kingdom
$133K +$40.8K +4,791 +40%
FAAS
11
First Allied Advisory Services
California
$108K -$8.35K -980 -7%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$96K +$92.7K +10,875 New
Bank of America
13
Bank of America
North Carolina
$82K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$70K
U
15
UBS
Switzerland
$37K -$63.4K -7,444 -64%
AIG
16
American International Group
New York
$26.4K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$15K -$44.6K -5,230 -75%
Citigroup
18
Citigroup
New York
$8K -$9.69K -1,137 -57%
TRCT
19
Tower Research Capital (TRC)
New York
$5K +$2.57K +301 +101%
MFS
20
MSI Financial Services
Massachusetts
$4K
DADC
21
D.A. Davidson & Co
Montana
$4K +$4.01K +471 New
Deutsche Bank
22
Deutsche Bank
Germany
$1K -$197K -23,100 -99%
Ameriprise
23
Ameriprise
Minnesota
-$103K -12,256 Closed
S
24
SignatureFD
Georgia
-$4K -500 Closed

FAV Hedge Fund Activity: Q4 2013 in Review

22 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q4 2013, worth a combined $12M — up 21% from $9.93M a quarter earlier.

Fund positioning in FAV was balanced in Q4 2013: 2 funds opened new positions, 2 closed out, 7 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.29M. The largest seller was Deutsche Bank, cutting an estimated $197K.

  • 22 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $12M of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q4 2013, up 21% quarter-over-quarter.
  • 2 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q4 2013 and 2 closed out, a net change of 0 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM buyer in Q4 2013 was Morgan Stanley, an estimated $1.29M added.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q4 2013 was Deutsche Bank, an estimated $197K sold.

Based on aggregated 13F filings for Q4 2013.