Ameriprise
FAV

Ameriprise’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Ameriprise’s Portfolio FAV Stock Details FAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-12,256
Closed -$103K – 5624
2013
Q3 		$103K Sell
12,256
-980
-7% -$8.14K ﹤0.01% 3450
2013
Q2 		$108K Buy
+13,236
New +$109K ﹤0.01% 3347

Other funds holding FAV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Ameriprise's FAV Position: Q4 2013 in Review

Ameriprise sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q4 2013, closing a stake of 12,256 shares — an estimated $103K sold.

Ameriprise first reported a position in FAV in Q2 2013 and held it in 2 quarters. The position peaked at $108K in Q2 2013. 22 funds tracked by Wall St. Rank hold FAV as of Q4 2013.

  • Ameriprise reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q4 2013 after selling out during the quarter.
  • Ameriprise sold 12,256 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q4 2013, an estimated $103K.
  • Ameriprise first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2013 and held it in 2 quarters.
  • Ameriprise's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $108K in Q2 2013.
  • 22 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q4 2013.

Based on Ameriprise's 13F filing for Q4 2013, filed 14 Feb 2014.