TJHA
FAV

Thomas J. Herzfeld Advisors’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FAV Stock Details FAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-6,900
Closed -$60K – 321
2014
Q1 		$60K Buy
+6,900
New +$59.2K 0.04% 211

Other funds holding FAV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FAV Position: Q2 2014 in Review

Thomas J. Herzfeld Advisors sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q2 2014, closing a stake of 6,900 shares — an estimated $60K sold.

Thomas J. Herzfeld Advisors first reported a position in FAV in Q1 2014 and held it in 1 quarter. The position peaked at $60K in Q1 2014. 17 funds tracked by Wall St. Rank hold FAV as of Q2 2014.

  • Thomas J. Herzfeld Advisors reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q2 2014 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 6,900 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q2 2014, an estimated $60K.
  • Thomas J. Herzfeld Advisors first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q1 2014 and held it in 1 quarter.
  • Thomas J. Herzfeld Advisors's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $60K in Q1 2014.
  • 17 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q2 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.