Envestnet Asset Management’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

Envestnet Asset Management’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,071	Closed	-$91K	–	3152
2016 Q2	$91K	Hold	10,071	–	–	﹤0.01%	2482
2016 Q1	$87K	Hold	10,071	–	–	﹤0.01%	2478
2015 Q4	$85K	Hold	10,071	–	–	﹤0.01%	2448
2015 Q3	$79K	Buy	+10,071	New	+$81.2K	﹤0.01%	2448

Other funds holding FAV

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management's FAV Position: Q3 2016 in Review

Envestnet Asset Management sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q3 2016, closing a stake of 10,071 shares — an estimated $91K sold.

Envestnet Asset Management first reported a position in FAV in Q3 2015 and held it in 4 quarters. The position peaked at $91K in Q2 2016. 25 funds tracked by Wall St. Rank hold FAV as of Q3 2016.

Envestnet Asset Management reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q3 2016 after selling out during the quarter.
Envestnet Asset Management sold 10,071 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q3 2016, an estimated $91K.
Envestnet Asset Management first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015 and held it in 4 quarters.
Envestnet Asset Management's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $91K in Q2 2016.
25 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q3 2016.

Based on Envestnet Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.