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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$5.03M +$1.98M +226,005 +61%
Morgan Stanley
2
Morgan Stanley
New York
$4.28M -$1.07M -121,883 -19%
WAM
3
Wolverine Asset Management
Illinois
$1.12M +$420K +47,780 +57%
1CP
4
1607 Capital Partners
Virginia
$874K +$741K +84,433 +451%
RJA
5
Raymond James & Associates
Florida
$705K +$102K +11,560 +16%
OC
6
Oppenheimer & Co
New York
$372K -$88.9K -10,130 -19%
UBS Group
7
UBS Group
Switzerland
$246K +$127K +14,459 +99%
LPL Financial
8
LPL Financial
California
$243K +$72K +8,200 +40%
CA
9
Cornerstone Advisors
North Carolina
$239K +$248K +28,211 New
Wells Fargo
10
Wells Fargo
California
$200K -$3.52K -401 -2%
DA
11
Doliver Advisors
Texas
$186K +$193K +21,994 New
LCM
12
Landscape Capital Management
New Jersey
$170K +$176K +20,027 New
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$128K +$105K +11,924 +372%
AIG
14
American International Group
New York
$128K +$1.84K +210 +1%
Bank of America
15
Bank of America
North Carolina
$61K +$518 +59 +0.8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$19K +$5.04K +574 +35%
GI
17
Gradient Investments
Minnesota
$14K +$14.9K +1,700 New
FAM
18
Formidable Asset Management
Ohio
$8K
Deutsche Bank
19
Deutsche Bank
Germany
$1K -$1.76K -200 -50%
RJFSA
20
Raymond James Financial Services Advisors
Florida
-$358K -40,501 Closed
CRC
21
Curi RMB Capital
Illinois
-$115K -12,958 Closed
Citigroup
22
Citigroup
New York
-$23K -2,646 Closed
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
-$11K -1,250 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$26 -3 -38%