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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.59M -$1.14M -126,920 -15%
SFS
2
Shaker Financial Services
Virginia
$1.38M +$111K +12,315 +9%
OC
3
Oppenheimer & Co
New York
$733K -$54.3K -6,037 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$595K +$45.2K +5,028 +9%
RJA
5
Raymond James & Associates
Florida
$481K +$60.3K +6,700 +15%
LPL Financial
6
LPL Financial
California
$427K -$45.3K -5,031 -10%
Wells Fargo
7
Wells Fargo
California
$353K +$1.8K +200 +0.5%
DA
8
Doliver Advisors
Texas
$235K -$316K -35,076 -58%
TC
9
TFS Capital
Pennsylvania
$121K -$95.4K -10,600 -45%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$116K -$9.68K -1,076 -8%
FAAS
11
First Allied Advisory Services
California
$105K -$8.81K -979 -8%
Bank of America
12
Bank of America
North Carolina
$62K +$41.8K +4,650 +230%
AIG
13
American International Group
New York
$56.3K
U
14
UBS
Switzerland
$49K +$7.28K +809 +18%
BRWA
15
B. Riley Wealth Advisors
Florida
$19.1K +$18.3K +2,039 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$15K +$36 +4 +0.2%
Deutsche Bank
17
Deutsche Bank
Germany
$1K
CA
18
Cornerstone Advisors
North Carolina
-$149K -17,018 Closed
TJHA
19
Thomas J. Herzfeld Advisors
Florida
-$60K -6,900 Closed
MFS
20
MSI Financial Services
Massachusetts
-$3K -400 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$1K -80 Closed