First Allied Advisory Services’s FIRST TRUST DIVIDEND AND INCOME FD COM FAV Stock Holding History

First Allied Advisory Services’s Portfolio FAV Stock Details FAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-11,155	Closed	-$105K	–	1141
2014 Q2	$105K	Sell	11,155 -979	-8%	-$8.81K	0.01%	940
2014 Q1	$105K	Buy	12,134 +21	+0.2%	+$180	0.01%	952
2013 Q4	$108K	Sell	12,113 -980	-7%	-$8.35K	0.01%	891
2013 Q3	$111K	Sell	13,093 -2,981	-19%	-$24.8K	0.01%	945
2013 Q2	$128K	Buy	+16,074	New	+$132K	0.01%	888

Other funds holding FAV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

First Allied Advisory Services's FAV Position: Q3 2014 in Review

First Allied Advisory Services sold out of FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) in Q3 2014, closing a stake of 11,155 shares — an estimated $105K sold.

First Allied Advisory Services first reported a position in FAV in Q2 2013 and held it in 5 quarters. The position peaked at $128K in Q2 2013. 16 funds tracked by Wall St. Rank hold FAV as of Q3 2014.

First Allied Advisory Services reported no remaining FIRST TRUST DIVIDEND AND INCOME FD COM position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 11,155 FIRST TRUST DIVIDEND AND INCOME FD COM shares in Q3 2014, an estimated $105K.
First Allied Advisory Services first reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's FIRST TRUST DIVIDEND AND INCOME FD COM position peaked at $128K in Q2 2013.
16 funds tracked by Wall St. Rank held FIRST TRUST DIVIDEND AND INCOME FD COM as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.