U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.33%
4 Healthcare 8.33%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLCH
6551
DELISTED
GLEACHER & CO INC COM NEW (NY)
GLCH
– –
-4,417
GGGG
6552
DELISTED
GLOBAL X FDS PURE GOLD MINERS ETF
GGGG
– –
-1,998
TWGP
6553
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-26,189
CRMBW
6554
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
– –
-6,288
ROIQW
6555
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$0 ﹤0.01%
300
USATP
6556
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-1,102
VLYWW
6557
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
– –
-7,000
TELK
6558
DELISTED
TELIK, INC
TELK
– –
-428
CRMB
6559
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-3,267
TDN
6560
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
– –
-905
GVT
6561
DELISTED
COLOMBIA SELECT LARGE CAP VALUE ETF
GVT
– –
-459
HYGS
6562
DELISTED
Hydrogenics Corp
HYGS
– –
0
HAV
6563
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-38,422
HSA
6564
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-14,781
DTSI
6565
DELISTED
DTS, Inc.
DTSI
– –
-1,853
FFKY
6566
DELISTED
FIRST FINANCIAL SERVICE CORPORATION
FFKY
– –
-1,258
AQQ
6567
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$0 ﹤0.01%
321
MINC
6568
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-656
SYV
6569
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
– –
-70
NCB
6570
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-78
DJCI
6571
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
– –
-838
FAUS
6572
DELISTED
First Trust Australia AlphaDEX Fund
FAUS
– –
-126
HYND
6573
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
– –
-847
SORL
6574
DELISTED
SORL Auto Parts, Inc.
SORL
– –
-1,023
DTYS
6575
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
– –
-610
261 262
263
264 265