U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$346M
3
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

1
+$1.62B
2
+$473M
3
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

1 Energy 10.61%
2 Technology 8.33%
3 Healthcare 8.33%
4 Financials 8.22%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRMBW
6526
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
– –
-6,288
NWBOW
6527
DELISTED
Northwest Biotherapeutics, Inc.
NWBOW
– –
-2,732
SPPRP
6528
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
– –
-1,456
ROIQW
6529
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$0 ﹤0.01%
300
USATP
6530
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-1,102
VLYWW
6531
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
– –
-7,000
TELK
6532
DELISTED
TELIK, INC
TELK
– –
-428
CRMB
6533
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-3,267
TDN
6534
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
– –
-905
GVT
6535
DELISTED
COLOMBIA SELECT LARGE CAP VALUE ETF
GVT
– –
-459
HYGS
6536
DELISTED
Hydrogenics Corp
HYGS
– –
0
HAV
6537
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-38,422
HSA
6538
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-14,781
DTSI
6539
DELISTED
DTS, Inc.
DTSI
– –
-1,853
FFKY
6540
DELISTED
FIRST FINANCIAL SERVICE CORPORATION
FFKY
– –
-1,258
AQQ
6541
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$0 ﹤0.01%
321
AMNB
6542
DELISTED
American National Bankshares Inc
AMNB
– –
-925
MINC
6543
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-656
SYV
6544
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
– –
-70
NCB
6545
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-78
DJCI
6546
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
– –
-838
FAUS
6547
DELISTED
First Trust Australia AlphaDEX Fund
FAUS
– –
-126
HYND
6548
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
– –
-847
SORL
6549
DELISTED
SORL Auto Parts, Inc.
SORL
– –
-1,023
CUO
6550
DELISTED
Continental Materials Corporation
CUO
– –
-1,092
260 261
262
263 264