U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRX
6526
DELISTED
FOREST LABORATORIES INC
FRX
– –
-601,964
DB.RT
6527
DELISTED
DEUTSCHE BANK AG RT (EXP 06/24/14
DB.RT
– –
-42,648
MOBL
6528
DELISTED
MobileIron, Inc.
MOBL
– –
-1,571
SOQ
6529
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
– –
-4,200
LOOK
6530
DELISTED
LOOKSMART LTD COM
LOOK
– –
-782
GLCH
6531
DELISTED
GLEACHER & CO INC COM NEW (NY)
GLCH
– –
-4,417
GGGG
6532
DELISTED
GLOBAL X FDS PURE GOLD MINERS ETF
GGGG
– –
-1,998
TWGP
6533
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-26,189
CRMBW
6534
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
– –
-6,288
JACQU
6535
DELISTED
COLLABRIUM JAPAN ACQUISITIONCO UNIT 1 SHS & 1 WT EXP
JACQU
$0 ﹤0.01%
5
-1,195
MEILW
6536
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL A EXP
MEILW
$0 ﹤0.01%
1,050
-150
MEILZ
6537
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL B EXP
MEILZ
$0 ﹤0.01%
50
-2,000
IRDMZ
6538
DELISTED
IRIDIUM COMMUNICATIONS INC WTS EXP 2/14/2015
IRDMZ
$0 ﹤0.01%
400
NWBOW
6539
DELISTED
Northwest Biotherapeutics, Inc.
NWBOW
– –
-2,732
SPPRP
6540
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
– –
-1,456
SPCHB
6541
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
– –
-17
ROIQW
6542
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$0 ﹤0.01%
300
USATP
6543
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-1,102
VLYWW
6544
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
– –
-7,000
TELK
6545
DELISTED
TELIK, INC
TELK
– –
-428
CRMB
6546
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-3,267
TDN
6547
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
– –
-905
GVT
6548
DELISTED
COLOMBIA SELECT LARGE CAP VALUE ETF
GVT
– –
-459
HYGS
6549
DELISTED
Hydrogenics Corp
HYGS
– –
0
HAV
6550
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-38,422
260 261
262
263 264