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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFC
6526
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$63K ﹤0.01%
4,172
+1,485
+55% +$23.6K
WLBPZ
6527
DELISTED
WESTMORELD COAL DP(RP1/4 CVA
WLBPZ
$63K ﹤0.01%
978
-367
-27% -$23.6K
AROC icon
6528
CALL
Archrock
AROC
$6.16B
$62K ﹤0.01%
1,400
-900
-39% -$39.5K
CPT icon
6529
PUT
Camden Property Trust
CPT
$11.5B
$62K ﹤0.01%
+900
New +$65.2K
FSFG
6530
DELISTED
First Savings Financial Group
FSFG
$62K ﹤0.01%
7,479
+5,556
+289% +$45.3K
GHM icon
6531
Graham Corp
GHM
$1.03B
$62K ﹤0.01%
2,127
+577
+37% +$18K
HEWJ icon
6532
iShares Currency Hedged MSCI Japan ETF
HEWJ
$713M
$62K ﹤0.01%
+2,348
New +$59.5K
IAG icon
6533
CALL
IAMGOLD
IAG
$8.05B
$62K ﹤0.01%
22,500
-10,100
-31% -$37.3K
LIND icon
6534
Lindblad Expeditions
LIND
$1.95B
$62K ﹤0.01%
6,200
-8,400
-58% -$82.3K
QUIK icon
6535
CALL
QuickLogic
QUIK
$211M
$62K ﹤0.01%
1,471
-1,458
-50% -$76.2K
WELL icon
6536
CALL
Welltower
WELL
$174B
$62K ﹤0.01%
1,000
-400
-29% -$25.8K
WWD icon
6537
CALL
Woodward
WWD
$23B
$62K ﹤0.01%
1,300
+800
+160% +$40.5K
RPT.PRD
6538
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$62K ﹤0.01%
+1,020
New +$63.5K
FMI
6539
DELISTED
Foundation Medicine, Inc.
FMI
$62K ﹤0.01%
3,277
-4,626
-59% -$110K
CNDA
6540
DELISTED
IQ Canada Small Cap ETF
CNDA
$62K ﹤0.01%
2,775
+628
+29% +$15.6K
ALR
6541
CALL
DELISTED
Alere Inc
ALR
$62K ﹤0.01%
+1,600
New +$59.9K
ELNK
6542
DELISTED
EarthLink Holdings Corp.
ELNK
$62K ﹤0.01%
18,146
-83,943
-82% -$329K
PIOI
6543
DELISTED
Active Power Inc
PIOI
$62K ﹤0.01%
30,888
-80,449
-72% -$188K
RAX
6544
CALL
DELISTED
Rackspace Hosting Inc
RAX
$62K ﹤0.01%
1,900
-5,800
-75% -$192K
MCP
6545
CALL
DELISTED
MOLYCORP INC COM STK
MCP
$62K ﹤0.01%
51,800
+8,300
+19% +$15.6K
TDX
6546
DELISTED
DEUTSCHE X-TRACKERS IN-TARGET DATE ETF
TDX
$62K ﹤0.01%
2,251
-45
-2% -$1.29K
GAGA
6547
DELISTED
LE GAGA HOLDINGS LTD ADS
GAGA
$62K ﹤0.01%
15,465
+14,017
+968% +$53.7K
WLL
6548
PUT
DELISTED
Whiting Petroleum Corporation
WLL
$62K ﹤0.01%
+3
New +$76.5K
OMED
6549
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$62K ﹤0.01%
3,297
-413
-11% -$8.3K
AON icon
6550
CALL
Aon
AON
$80.6B
$61K ﹤0.01%
700
+600
+600% +$52.4K
260 261
262
263 264

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.