UBS’s WESTMORELD COAL DP(RP1/4 CVA WLBPZ Stock Holding History

UBS’s Portfolio WLBPZ Stock Details WLBPZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$63K	Sell	978 -367	-27%	-$23.6K	﹤0.01%	6555
2014 Q2	$83K	Buy	+1,345	New	+$83K	﹤0.01%	6185
2014 Q1	–	Sell	-365	Closed	-$13K	–	11454
2013 Q4	$13K	Buy	+365	New	+$13K	﹤0.01%	8755

Other funds holding WLBPZ

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's WLBPZ Position: Q3 2014 in Review

UBS reduced its WESTMORELD COAL DP(RP1/4 CVA (WLBPZ) stake by 27% in Q3 2014, selling an estimated $23.6K and leaving 978 shares worth $63K. The position accounts for ﹤0.01% of the portfolio, ranked #6555.

UBS first reported a position in WLBPZ in Q4 2013 and has held it in 3 quarters since. The position peaked at $83K in Q2 2014. 4 funds tracked by Wall St. Rank hold WLBPZ as of Q3 2014.

UBS held 978 shares of WESTMORELD COAL DP(RP1/4 CVA worth $63K as of Q3 2014.
UBS sold 367 WESTMORELD COAL DP(RP1/4 CVA shares in Q3 2014, an estimated $23.6K.
WESTMORELD COAL DP(RP1/4 CVA made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6555 holding.
UBS first reported a position in WESTMORELD COAL DP(RP1/4 CVA in Q4 2013 and has held it in 3 quarters since.
UBS's WESTMORELD COAL DP(RP1/4 CVA position peaked at $83K in Q2 2014.
4 funds tracked by Wall St. Rank held WESTMORELD COAL DP(RP1/4 CVA as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.