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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPL
6476
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$66K ﹤0.01%
900
– –
OIBR.C
6477
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$66K ﹤0.01%
178
+167
+1,518% +$57.1K
FBRC
6478
DELISTED
FBR & Co. Common Stock
FBRC
$66K ﹤0.01%
2,406
+1,632
+211% +$45.5K
TOTS
6479
DELISTED
DIREXION DAILY TOTAL MARKET BEAR 1X SHARES
TOTS
$66K ﹤0.01%
+3,174
New +$66.2K
LXRX icon
6480
Lexicon Pharmaceuticals
LXRX
$1.03B
$65K ﹤0.01%
6,645
-595
-8% -$6.35K
MELI icon
6481
PUT
Mercado Libre
MELI
$94.5B
$65K ﹤0.01%
600
+500
+500% +$52K
MGF
6482
Aberdeen Government Markets Income Fund
MGF
$90.9M
$65K ﹤0.01%
11,376
-3,944
-26% -$22.7K
MVO
6483
DELISTED
MV Oil Trust
MVO
$65K ﹤0.01%
2,516
+1,047
+71% +$28.2K
PSR icon
6484
Invesco Active US Real Estate Fund
PSR
$60.5M
$65K ﹤0.01%
1,004
+855
+574% +$57.2K
SCCO icon
6485
PUT
Southern Copper
SCCO
$138B
$65K ﹤0.01%
2,373
+539
+29% +$16.1K
TNL icon
6486
CALL
Travel + Leisure Co
TNL
$4.76B
$65K ﹤0.01%
1,772
-141,317
-99% -$5.03M
ALSK
6487
DELISTED
Alaska Communications Systems
ALSK
$65K ﹤0.01%
41,574
+3,000
+8% +$5.19K
SDT
6488
CALL
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$65K ﹤0.01%
15,800
+10,500
+198% +$59.3K
FRS
6489
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$65K ﹤0.01%
2,304
+1,593
+224% +$40.2K
EVJ
6490
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$65K ﹤0.01%
5,290
-791
-13% -$9.79K
QEH
6491
DELISTED
AdvisorShares QAM Equity Hedge ETF
QEH
$65K ﹤0.01%
2,313
+1,800
+351% +$51.3K
IGU
6492
DELISTED
PROSHARES TR ULTRA INVT GRADE CORP
IGU
$65K ﹤0.01%
1,128
-115
-9% -$6.74K
ABG icon
6493
CALL
Asbury Automotive
ABG
$4.62B
$64K ﹤0.01%
+1,000
New +$69K
BHR
6494
Braemar Hotels & Resorts
BHR
$163M
$64K ﹤0.01%
4,280
+963
+29% +$15.8K
CCOI icon
6495
CALL
Cogent Communications
CCOI
$635M
$64K ﹤0.01%
1,900
+900
+90% +$30.7K
FXB icon
6496
CALL
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.1M
$64K ﹤0.01%
+400
New +$65.7K
FXB icon
6497
PUT
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.1M
$64K ﹤0.01%
+400
New +$65.7K
GATX icon
6498
CALL
GATX Corp
GATX
$6.45B
$64K ﹤0.01%
1,100
+600
+120% +$38.7K
GYLD icon
6499
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$64K ﹤0.01%
+2,449
New +$68K
LAB icon
6500
PUT
Standard BioTools
LAB
$342M
$64K ﹤0.01%
+2,600
New +$73.1K
258 259
260
261 262

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.