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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIV
6426
DELISTED
DIGITAL RIVER INC.
DRIV
$69K ﹤0.01%
4,724
-1,239
-21% -$18.6K
BNS icon
6427
CALL
Scotiabank
BNS
$107B
$68K ﹤0.01%
1,174
+214
+22% +$13.3K
BOH icon
6428
CALL
Bank of Hawaii
BOH
$3.15B
$68K ﹤0.01%
1,200
+200
+20% +$11.6K
DECK icon
6429
CALL
Deckers Outdoor
DECK
$13.6B
$68K ﹤0.01%
4,200
-2,382,600
-100% -$36.4M
IFN
6430
CALL
Aberdeen India Fund
IFN
$501M
$68K ﹤0.01%
2,500
+1,400
+127% +$36.6K
JACK icon
6431
CALL
Jack in the Box
JACK
$312M
$68K ﹤0.01%
1,000
+900
+900% +$54.2K
PGC icon
6432
Peapack-Gladstone Financial
PGC
$815M
$68K ﹤0.01%
3,902
-1,211
-24% -$22.9K
RSP icon
6433
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$68K ﹤0.01%
+900
New +$69.1K
SMCI icon
6434
PUT
Super Micro Computer
SMCI
$17.9B
$68K ﹤0.01%
23,000
+21,000
+1,050% +$54.5K
TA
6435
CALL
DELISTED
TravelCenters of America LLC
TA
$68K ﹤0.01%
1,380
+1,060
+331% +$52.9K
TA
6436
DELISTED
TravelCenters of America LLC
TA
$68K ﹤0.01%
1,362
+922
+210% +$46.1K
ROYT
6437
PUT
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$68K ﹤0.01%
6,600
+6,400
+3,200% +$70.6K
JONE
6438
DELISTED
Jones Energy, Inc.
JONE
$68K ﹤0.01%
195
+163
+509% +$56K
KTEC
6439
DELISTED
Key Technology Inc
KTEC
$68K ﹤0.01%
5,125
+771
+18% +$9.98K
ACTA
6440
DELISTED
Actua Corp
ACTA
$68K ﹤0.01%
4,282
-718
-14% -$12.7K
XVZ
6441
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$68K ﹤0.01%
2,200
+46
+2% +$1.37K
DRII
6442
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$68K ﹤0.01%
2,985
+985
+49% +$23.5K
AMLP icon
6443
CALL
Alerian MLP ETF
AMLP
$12.9B
$67K ﹤0.01%
+700
New +$66.2K
ASYS icon
6444
CALL
Amtech Systems
ASYS
$259M
$67K ﹤0.01%
6,300
+200
+3% +$2.1K
CRK icon
6445
CALL
Comstock Resources
CRK
$3.73B
$67K ﹤0.01%
720
-1,820
-72% -$216K
FIX icon
6446
Comfort Systems
FIX
$59.8B
$67K ﹤0.01%
4,975
+1,050
+27% +$15.8K
HBAN icon
6447
PUT
Huntington Bancshares
HBAN
$34.5B
$67K ﹤0.01%
6,900
+3,600
+109% +$35.2K
HSY icon
6448
CALL
Hershey
HSY
$35.9B
$67K ﹤0.01%
700
-600
-46% -$55.6K
NUWE icon
6449
Nuwellis
NUWE
$410K
– –
0
– –
SAM icon
6450
PUT
Boston Beer
SAM
$1.93B
$67K ﹤0.01%
300
-100
-25% -$22.4K
256 257
258
259 260

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.