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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTBL
6401
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$70K ﹤0.01%
13,673
+432
+3% +$2.15K
NTI
6402
CALL
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$70K ﹤0.01%
3,000
+1,600
+114% +$40.4K
NPSP
6403
PUT
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$70K ﹤0.01%
2,700
-86,600
-97% -$2.49M
AIXG
6404
DELISTED
Aixtron SE
AIXG
$70K ﹤0.01%
4,603
+4,287
+1,357% +$57.8K
CBNK
6405
DELISTED
CHICOPEE BANCORP INC COM STK
CBNK
$70K ﹤0.01%
4,691
+555
+13% +$8.87K
ALLY icon
6406
CALL
Ally Financial
ALLY
$13.1B
$69K ﹤0.01%
3,000
+2,800
+1,400% +$66.9K
ALLY icon
6407
PUT
Ally Financial
ALLY
$13.1B
$69K ﹤0.01%
3,000
– –
CDW icon
6408
CDW
CDW
$18.9B
$69K ﹤0.01%
2,195
-3,193
-59% -$101K
CLFD icon
6409
Clearfield
CLFD
$401M
$69K ﹤0.01%
5,455
+1,508
+38% +$21K
CPK icon
6410
Chesapeake Utilities
CPK
$3.28B
$69K ﹤0.01%
1,650
-2,177
-57% -$98K
CXE
6411
DELISTED
MFS High Income Municipal Trust
CXE
$69K ﹤0.01%
14,498
+4,174
+40% +$19.9K
CXW icon
6412
PUT
CoreCivic
CXW
$2.94B
$69K ﹤0.01%
2,000
+100
+5% +$3.44K
NUGT icon
6413
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$840M
$69K ﹤0.01%
75
+17
+29% +$28K
OSPN icon
6414
OneSpan
OSPN
$584M
$69K ﹤0.01%
3,700
-346
-9% -$5.06K
SCHV
6415
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$69K ﹤0.01%
4,860
– –
SNCR
6416
CALL
DELISTED
Synchronoss Technologies
SNCR
$69K ﹤0.01%
167
+145
+659% +$52.2K
THR
6417
DELISTED
Thermon Group Holdings
THR
$69K ﹤0.01%
2,807
+2,563
+1,050% +$66K
UVE icon
6418
CALL
Universal Insurance Holdings
UVE
$1.26B
$69K ﹤0.01%
5,300
-3,500
-40% -$45.7K
VIAV icon
6419
PUT
Viavi Solutions
VIAV
$7.95B
$69K ﹤0.01%
9,493
+703
+8% +$4.84K
WELL icon
6420
PUT
Welltower
WELL
$174B
$69K ﹤0.01%
1,100
-700
-39% -$45.1K
WLK icon
6421
PUT
Westlake Corp
WLK
$9.26B
$69K ﹤0.01%
800
– –
LCM
6422
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$69K ﹤0.01%
7,240
+5,916
+447% +$59.8K
DEL
6423
DELISTED
Deltic Timber
DEL
$69K ﹤0.01%
1,101
+646
+142% +$41K
MACK
6424
PUT
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$69K ﹤0.01%
1,004
+330
+49% +$17.6K
HUB.A
6425
DELISTED
HUBBELL INC CL-A
HUB.A
$69K ﹤0.01%
555
-222
-29% -$27.6K
255 256
257
258 259

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.