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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGB icon
6351
PUT
Gerdau
GGB
$9.74B
$73K ﹤0.01%
19,152
+1,638
+9% +$7.5K
GYRE icon
6352
CALL
Gyre Therapeutics
GYRE
$648M
$73K ﹤0.01%
37
+12
+48% +$29.7K
SYNA icon
6353
PUT
Synaptics
SYNA
$4.25B
$73K ﹤0.01%
1,000
+500
+100% +$40.8K
BQH
6354
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$73K ﹤0.01%
5,316
-416
-7% -$5.71K
ZIV
6355
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$73K ﹤0.01%
+1,655
New +$77.5K
CAA
6356
CALL
DELISTED
CalAtlantic Group, Inc.
CAA
$73K ﹤0.01%
1,940
-20
-1% -$805
ALU
6357
CALL
DELISTED
Alcatel-Lucent
ALU
$73K ﹤0.01%
24,000
-16,300
-40% -$55.6K
PSEM
6358
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$73K ﹤0.01%
7,500
-1,485
-17% -$13.9K
NJV
6359
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$73K ﹤0.01%
5,142
+686
+15% +$9.88K
ANIP icon
6360
ANI Pharmaceuticals
ANIP
$1.83B
$72K ﹤0.01%
2,540
+1,923
+312% +$57.6K
BGS icon
6361
PUT
B&G Foods
BGS
$293M
$72K ﹤0.01%
2,600
-5,500
-68% -$162K
CRK icon
6362
Comstock Resources
CRK
$3.73B
$72K ﹤0.01%
774
-6,115
-89% -$726K
EW icon
6363
PUT
Edwards Lifesciences
EW
$50B
$72K ﹤0.01%
4,200
– –
GORO icon
6364
Goldgroup Mining Inc.
GORO
$168M
$72K ﹤0.01%
14,066
+915
+7% +$5.04K
NGG icon
6365
CALL
National Grid
NGG
$80.8B
$72K ﹤0.01%
1,037
– –
PERI icon
6366
Perion Network
PERI
$377M
$72K ﹤0.01%
4,346
+379
+10% +$8.66K
SUP
6367
CALL
DELISTED
Superior Industries International
SUP
$72K ﹤0.01%
4,100
-100
-2% -$1.95K
TACT icon
6368
Transact Technologies
TACT
$50.1M
$72K ﹤0.01%
10,757
-1,289
-11% -$10.7K
PRMW
6369
DELISTED
Primo Water Corporation
PRMW
$72K ﹤0.01%
10,561
– –
TESS
6370
DELISTED
Tessco Technologies Inc
TESS
$72K ﹤0.01%
2,464
-192
-7% -$5.94K
OIL
6371
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
$72K ﹤0.01%
1,768
+200
+13% +$8.38K
AMPE
6372
CALL
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$72K ﹤0.01%
68
-65
-49% -$109K
NAV
6373
PUT
DELISTED
Navistar International
NAV
$72K ﹤0.01%
2,200
-72,100
-97% -$2.67M
EV
6374
CALL
DELISTED
Eaton Vance Corp.
EV
$72K ﹤0.01%
1,900
+400
+27% +$15K
MATR
6375
DELISTED
Mattersight Corp.
MATR
$72K ﹤0.01%
13,227
+2,685
+25% +$13.8K
253 254
255
256 257

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.